2021-03-03 February 2021 56 34-91176 https://www.sec.gov/litigation/opinions/2021/34-91176.pdf 2021-02-22 Thomas Christophe Prentice Prentice, Thomas Christophe Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91177 https://www.sec.gov/litigation/opinions/2021/34-91177.pdf 2021-02-22 Southeast Investments, N.C., Inc. and Frank Harmon Black Southeast Investments, N.C., Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Black, Frank Harmon Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91182 https://www.sec.gov/litigation/suspensions/2021/34-91182.pdf Order 2021-02-22 Bangi Investments, LLC Bangi, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IC-34198 https://www.sec.gov/rules/ic/2021/ic-34198.pdf 2021-02-22 Application of Infinity Q Diversified Alpha Fund, a series of Trust for Advised Portfolios, an open-end investment company registered under the Investment Company Act of 1940, and the Fund’s investment adviser, for an order pursuant to section 22(e)(3) of the Investment Company Act permitting the Fund to suspend the right of redemption and postpone the date of payment of redemption proceeds with respect to redemption orders received but not yet paid, to enable an orderly liquidation of the Fund’s assets Infinity Q Diversified Alpha Fund, a Series of Trust for Advised Portfolios Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Infinity Q Capital Management, LLC Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91185 https://www.sec.gov/litigation/admin/2021/34-91185.pdf 2021-02-23 College of New Rochelle Stanley, Christopher L., CPA Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91186 https://www.sec.gov/litigation/admin/2021/34-91186.pdf 2021-02-23 College of New Rochelle Stewart, Jennifer M., CPA Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91188 https://www.sec.gov/litigation/suspensions/2021/34-91188.pdf Order 2021-02-23 Renuen Corp. Renuen Corp. f/k/a Integrated Marketing Technology, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IC-34199 https://www.sec.gov/rules/policy/2021/ic-34199.pdf 2021-02-23 Applications under Section 26(c) of the Investment Company Act of 1940 for Commission orders to permit insurance companies to replace mutual funds that they offer as investment options to their variable insurance contract holders with other mutual funds. Substitution Applications, in the case of in-kind substitutions, also include requests for relief under Section 17(b) of the Act from Section 17(a) of the Act, and the related Substitution Orders grant such relief Commission Statement on Insurance Product Fund Substitution Applications Clayton Approved Peirce Approved Roisman Approved Lee Approved Crenshaw Approved 33-10930 https://www.sec.gov/litigation/admin/2021/33-10930.pdf 2021-02-24 Gulfport Energy Corporation Moore, Michael G. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91196 https://www.sec.gov/litigation/admin/2021/34-91196.pdf 2021-02-24 Gulfport Energy Corporation Gulfport Energy Corporation Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91197 https://www.sec.gov/litigation/opinions/2021/34-91197.pdf 2021-02-24 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Cirque Energy, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Millennium Healthcare Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91198 https://www.sec.gov/litigation/opinions/2021/34-91198.pdf 2021-02-24 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing China Longyi Group International Holdings Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91201 https://www.sec.gov/litigation/admin/2021/34-91201.pdf 2021-02-24 Concorde Group Holdings Inc. Zabala, Craig A. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IA-5689 https://www.sec.gov/rules/other/2021/ia-5689.pdf 2021-02-24 Hearing Request of Strategic Options, LLC Strategic Options, LLC Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91213 https://www.sec.gov/litigation/suspensions/2021/34-91213.pdf Order 2021-02-25 Certain OTC Issuers Being Promoted on Twitter Bebida Beverage Co. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Blue Sphere Corporation Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Ehouse Global, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Eventure Interactive, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Eyes on the Go, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Green Energy Enterprises, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Helix Wind Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved International Power Group Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Marani Brands, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved MediaTechnics Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Net Talk.com, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Patten Energy Solutions Group, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved PTA Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Universal Apparel & Textile Company Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Wisdom Homes of America, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91221 https://www.sec.gov/litigation/opinions/2021/34-91221.pdf 2021-02-26 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Nexus Resources Corporation Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Private Access, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91222 https://www.sec.gov/litigation/opinions/2021/34-91222.pdf 2021-02-26 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Pro Squared, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Protech Global Holdings Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 33-10926 https://www.sec.gov/litigation/opinions/2021/33-10926.pdf 2021-02-16 James A. Winkelmann, Sr. and Blue Ocean Portfolios LLC Winkelmann, James A., Sr. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Blue Ocean Portfolios LLC Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91129 https://www.sec.gov/litigation/admin/2021/34-91129.pdf 2021-02-16 All Grade Mining, Inc. All Grade Mining, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91130 https://www.sec.gov/litigation/suspensions/2021/34-91130.pdf Order 2021-02-16 All Grade Mining, Inc. All Grade Mining, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91131 https://www.sec.gov/litigation/admin/2021/34-91131.pdf 2021-02-16 Aceto Corporation Kelly, Edward T., CPA Clayton Approved Peirce Approved Roisman Approved Lee Approved Crenshaw Approved 34-91132 https://www.sec.gov/litigation/opinions/2021/34-91132.pdf 2021-02-16 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing New Environmental Solutions Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91133 https://www.sec.gov/litigation/opinions/2021/34-91133.pdf 2021-02-16 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Physician Healthcare Plan of New Jersey, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Teda Technologies International, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Ucellit.com, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91134 https://www.sec.gov/litigation/admin/2021/34-91134.pdf 2021-02-16 Encore Acceptance I, LLC Roberts, Zachary Brooke, Esq. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91140 https://www.sec.gov/litigation/admin/2021/34-91140.pdf 2021-02-17 Fraud Guarantee Correia,David Lee Approved Peirce Approved with Exception Approved except as to the penny stock bar Roisman Approved Crenshaw Approved 34-91152 https://www.sec.gov/litigation/opinions/2021/34-91152.pdf 2021-02-18 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing American Retirement Villas Properties Lee Approved Peirce Approved Roisman Approved Crenshaw Approved MCY.com, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91153 https://www.sec.gov/litigation/opinions/2021/34-91153.pdf 2021-02-18 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Shenzhen-ZhongRong Morgan Investment Holding Group Co., Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91160 https://www.sec.gov/litigation/suspensions/2021/34-91160.pdf Order 2021-02-18 SpectraScience, Inc. Affinity Beverage Group, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91161 https://www.sec.gov/litigation/suspensions/2021/34-91161.pdf Order 2021-02-18 SpectraScience, Inc. Marathon Group Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91162 https://www.sec.gov/litigation/suspensions/2021/34-91162.pdf Order 2021-02-18 SpectraScience, Inc. Sylios Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91170 https://www.sec.gov/litigation/suspensions/2021/34-91170.pdf Order 2021-02-19 Certain Non-Current Microcap Securities II Aamaxan Transport Group, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Advanced Deposition Technologies, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved American Restaurant Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Arbios Systems, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Ben-Tam, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Brightec, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Career College Holding Co., Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved C-Cube Genetics, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Central Energy Partners L.P. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved China Growth Development, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Committed Capital Acquisition Corporation II Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Corporate Resource Services, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Dixie Lee International Industries, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Elite Energies, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Emergent Energy Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Enzymes of America Holding Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Global Water Asset Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved GSV, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved H.E.R.C. Products Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Harbourton Capital Group, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Help At Home, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IFCI International Corporation Lee Approved Peirce Approved Roisman Approved Crenshaw Approved iNeedMD Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Inyx, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved James River Holdings Corp Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Lightspace Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Media Globo Corp. (The) Lee Approved Peirce Approved Roisman Approved Crenshaw Approved MetaPower International, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Molecular Pharmacology (USA), Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Nationwide Utilities Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Olfactory Biosciences Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved OneScreen Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Online Redefined Inc Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Paneltech International Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Skajaquoda Group Inc Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Speedus Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Spirit Exploration, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved StratoComm Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved TechniScan, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Tengion, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved TPI International, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved True Blue Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved U.S. Automotive Manufacturing, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Verecloud Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Wei Pai Electronic Commerce Company Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved WGI Holdings, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved WLMG Holding, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Xcorporeal, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91173 https://www.sec.gov/litigation/opinions/2021/34-91173.pdf 2021-02-19 David B. Tysk Tysk, David B. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91174 https://www.sec.gov/litigation/admin/2021/34-91174.pdf 2021-02-19 Long Blockchain Corp. and Other Issuers Long Blockchain Corp. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IA-5687 https://www.sec.gov/litigation/opinions/2021/ia-5687.pdf 2021-02-19 The Robare Group, et al. The Robare Group, Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Robare, Mark L. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Jones, Jack L., Jr. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91093 https://www.sec.gov/litigation/suspensions/2021/34-91093.pdf Order 2021-02-09 Corporate Universe, Inc. Corporate Universe, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IA-5682 https://www.sec.gov/litigation/admin/2021/ia-5682.pdf 2021-02-09 Daniel Frishberg Frishberg, Daniel Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91097 https://www.sec.gov/litigation/opinions/2021/34-91097.pdf 2021-02-10 BlackBook Capital, Inc. and Franklin Ogele BlackBook Capital, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Ogele, Franklin Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91100 https://www.sec.gov/litigation/opinions/2021/34-91100.pdf 2021-02-10 Scottsdale Capital Advisors Corporation, et al. Scottsdale Capital Advisors Corporation Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Hurry, John J. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved DiBlasi, Timothy B. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Cruz, D. Michael Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91101 https://www.sec.gov/litigation/suspensions/2021/34-91101.pdf Order 2021-02-10 SpectraScience, Inc. SpectraScience, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91106 https://www.sec.gov/litigation/opinions/2021/34-91106.pdf 2021-02-11 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Rock Energy Resources, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91113 https://www.sec.gov/litigation/opinions/2021/34-91113.pdf 2021-02-11 Certain Exchange Act Section 12(j) proceedings assigned to the Commission for a hearing Nation Energy Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91115 https://www.sec.gov/litigation/admin/2021/34-91115.pdf 2021-02-11 Arete, LLC Meissner, Kenneth C. Clayton Approved Stein Approved Piwowar Approved Scott, James Doug Clayton Approved Stein Approved Piwowar Approved Tomich, Mark S. "Mike" Clayton Approved Stein Approved Piwowar Approved 34-91118 https://www.sec.gov/litigation/admin/2021/34-91118.pdf 2021-02-12 Winslow, Evans & Crocker, Inc. Winslow, Evans & Crocker, Inc. Lee Approved Peirce Approved with Exception Approved except as to the penalty Roisman Approved Crenshaw Approved 34-91128 https://www.sec.gov/rules/other/2021/34-91128.pdf 2021-02-12 30-day extension for audited annual reports filed by smaller broker-dealers Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91026 https://www.sec.gov/litigation/admin/2021/34-91026.pdf 2021-02-01 ARK Capital, LLC Karney, Amogh Lee Approved Peirce Approved with Exception Approved except as to the penny stock bar Roisman Approved Crenshaw Approved 33-10924 https://www.sec.gov/litigation/admin/2021/33-10924.pdf 2021-02-02 Potamus Trading LLC Lightspeed Trading, LLC Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 33-10925 https://www.sec.gov/litigation/admin/2021/33-10925.pdf 2021-02-02 WageWorks, Inc. Jackson, Joseph Lee Approved Peirce Approved with Exception Approved except as to Securities Act Section 17(a)(2) and (3), Exchange Act Rules 13b2-1, 13b2-2, and 13a-14, and SOX Section 304(a) charges; order to cease and desist from future violations of Securities Act Section 17(a)(2) and (3), Exchange Act Rules 13b2-1, 13b2-2, and 13a-14, and SOX Section 304(a); and the order to pay reimbursement under SOX Section 304(a) Roisman Approved Crenshaw Approved Callan, Colm Lee Approved Peirce Approved with Exception Approved except as to Securities Act Section 17(a)(2) and (3), Exchange Act Rules 13b2-1, 13b2-2, and 13a-14, and SOX Section 304(a) charges; order to cease and desist from future violations of Securities Act Section 17(a)(2) and (3), Exchange Act Rules 13b2-1, 13b2-2, and 13a-14, and SOX Section 304(a); and the order to pay reimbursement under SOX Section 304(a) Roisman Approved Crenshaw Approved 34-91050 https://www.sec.gov/litigation/opinions/2021/34-91050.pdf 2021-02-03 J.W. Korth & Company, LP J.W. Korth & Company, LP Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91051 https://www.sec.gov/litigation/opinions/2021/34-91051.pdf 2021-02-03 Joseph S. Amundsen, Michael T. Remus, and Michael Remus CPA Amundsen, Joseph S. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Remus, Michael T. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Michael Remus CPA Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91052 https://www.sec.gov/litigation/suspensions/2021/34-91052.pdf Order 2021-02-03 Richman Energy Inc. ERF Wireless, Inc. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91059 https://www.sec.gov/litigation/admin/2021/34-91059.pdf 2021-02-04 International Investment Group LLC Hu, David Clayton Approved Peirce Approved Roisman Approved Lee Approved IA-5679 https://www.sec.gov/litigation/admin/2021/ia-5679.pdf 2021-02-04 Elan Corporation Martoma, Mathew Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91069 https://www.sec.gov/litigation/opinions/2021/34-91069.pdf 2021-02-05 David B. Tysk Tysk, David B. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved 34-91071 https://www.sec.gov/rules/other/2021/34-91071.pdf 2021-02-05 Notice of application filed by DTCC Data Repository (U.S.) LLC on Form SDR to register as a security-based swap data repository and as a securities information processor DTCC Data Repository (U.S.), LLC Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IA-5681 https://www.sec.gov/litigation/opinions/2021/ia-5681.pdf 2021-02-05 The Robare Group, et. al. The Robare Group, Ltd. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Robare, Mark L. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved Jones, Jack L., Jr. Lee Approved Peirce Approved Roisman Approved Crenshaw Approved IC-34188 https://www.sec.gov/rules/other/2021/ic-34188.pdf 2021-02-04 Request for Comment on Potential Money Market Fund Reform Measures in President's Working Group Report Request for Comment on Potential Money Market Fund Reform Measures in President's Working Group Report Roisman Approved Peirce Approved Lee Approved Crenshaw Approved