2019-09-06 August 2019 137 34-86755 https://www.sec.gov/litigation/admin/2019/34-86755.pdf 2019-08-26 ACI Capital Group, LLC Flom,Jonathan Paltiel Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to Rule 102(e)(2) suspension Roisman Approved 34-86756 https://www.sec.gov/litigation/admin/2019/34-86756.pdf 2019-08-26 Fantastic Financial Corporation and Other Delinquent Issuers Adama Technologies Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved GeoBio Energy, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Powerdyne International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86757 https://www.sec.gov/litigation/suspensions/2019/34-86757.pdf https://www.sec.gov/litigation/suspensions/2019/34-86757-o.pdf Order 2019-08-26 Fantastic Financial Corporation and Other Delinquent Issuers Adama Technologies Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved GeoBio Energy, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Powerdyne International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86758 https://www.sec.gov/litigation/admin/2019/34-86758.pdf 2019-08-26 Fantastic Financial Corporation and Other Delinquent Issuers Diadexus, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Mustang Alliances, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Protea Biosciences Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86759 https://www.sec.gov/litigation/suspensions/2019/34-86759.pdf https://www.sec.gov/litigation/suspensions/2019/34-86759-o.pdf Order 2019-08-26 Fantastic Financial Corporation and Other Delinquent Issuers Diadexus, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Mustang Alliances, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Protea Biosciences Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86761 https://www.sec.gov/litigation/admin/2019/34-86761.pdf 2019-08-26 Laurel Wealth Advisors, Inc. Buchanan,Joseph C. Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to Advisers Act Sections 2016(1) and 206(2) charges Roisman Approved with Exception Approved except as to Advisers Act Sections 2016(1) and 206(2) charges Lee Approved IA-5330 https://www.sec.gov/litigation/admin/2019/ia-5330.pdf 2019-08-26 Laurel Wealth Advisors, Inc. Laurel Wealth Advisors, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86770 https://www.sec.gov/litigation/admin/2019/34-86770.pdf 2019-08-27 McGladrey LLP RSM US LLP f/k/a McGladrey LLP Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86771 https://www.sec.gov/litigation/admin/2019/34-86771.pdf 2019-08-27 1 Global Capital, LLC Heide,Alan G. CPA Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86777 https://www.sec.gov/litigation/admin/2019/34-86777.pdf 2019-08-27 Fantastic Financial Corporation and Other Delinquent Issuers Bakken Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Ireland Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Worlds Mall, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86778 https://www.sec.gov/litigation/suspensions/2019/34-86778.pdf https://www.sec.gov/litigation/suspensions/2019/34-86778-o.pdf Order 2019-08-27 Fantastic Financial Corporation and Other Delinquent Issuers Bakken Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Ireland Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Worlds Mall, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86779 https://www.sec.gov/litigation/admin/2019/34-86779.pdf 2019-08-27 Fantastic Financial Corporation and Other Delinquent Issuers LD Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Mansfield-Martin Exploration Mining, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved RadTek, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86780 https://www.sec.gov/litigation/suspensions/2019/34-86780.pdf https://www.sec.gov/litigation/suspensions/2019/34-86780-o.pdf Order 2019-08-27 Fantastic Financial Corporation and Other Delinquent Issuers LD Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Mansfield-Martin Exploration Mining, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved RadTek, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86781 https://www.sec.gov/litigation/admin/2019/34-86781.pdf 2019-08-27 Certain Stock Lending Practices EMS Capital LP Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved IA-5332 https://www.sec.gov/litigation/admin/2019/ia-5332.pdf 2019-08-27 Stephen C. Browere Browere ,Stephen C. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86790 https://www.sec.gov/litigation/admin/2019/34-86790.pdf 2019-08-28 Fantastic Financial Corporation and Other Delinquent Issuers Veris Gold Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86791 https://www.sec.gov/litigation/admin/2019/34-86791.pdf 2019-08-28 Fantastic Financial Corporation and Other Delinquent Issuers SiVault Systems, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved SVC Financial Services Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved The Heritage Organization, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86793 https://www.sec.gov/litigation/admin/2019/34-86793.pdf 2019-08-28 Fantastic Financial Corporation and Other Delinquent Issuers A La Carte Charts Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Iron Sands Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved TOPAW, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86797 https://www.sec.gov/litigation/admin/2019/34-86797.pdf 2019-08-28 Fantastic Financial Corporation and Other Delinquent Issuers Competitive Companies, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Unilava Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Uplift Nutrition, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86798 https://www.sec.gov/litigation/suspensions/2019/34-86798.pdf https://www.sec.gov/litigation/suspensions/2019/34-86798-o.pdf Order 2019-08-28 Fantastic Financial Corporation and Other Delinquent Issuers Competitive Companies, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Unilava Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Uplift Nutrition, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86800 https://www.sec.gov/litigation/opinions/2019/34-86800.pdf 2019-08-28 Thaddeus J. North North,Thaddeus J. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10677 https://www.sec.gov/litigation/admin/2019/33-10677.pdf 2019-08-29 Certain ADR Issuers Katz,Wendy Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to censure Roisman Approved Lee Approved 33-10679 https://www.sec.gov/litigation/admin/2019/33-10679.pdf 2019-08-29 Omega Protein Corp. Omega Protein Corporation Clayton Approved Jackson Approved Peirce Not Approved Roisman Approved Lee Approved 34-86804 https://www.sec.gov/litigation/admin/2019/34-86804.pdf 2019-08-29 KIT Digital Inc. Smyth,Robin Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86805 https://www.sec.gov/litigation/admin/2019/34-86805.pdf 2019-08-29 Swansea Group Burns,Howard C. Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to penny stock bar Roisman Approved Lee Approved 34-86807 https://www.sec.gov/litigation/admin/2019/34-86807.pdf 2019-08-29 Fantastic Financial Corporation and Other Delinquent Issuers Enumeral Biomedical Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved International Cigar Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Lepora Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86808 https://www.sec.gov/litigation/admin/2019/34-86808.pdf 2019-08-29 Fantastic Financial Corporation and Other Delinquent Issuers Briarwood Holdings Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Heyu Leisure Holidays Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved TJ Roasters Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86810 https://www.sec.gov/litigation/admin/2019/34-86810.pdf 2019-08-29 Fantastic Financial Corporation and Other Delinquent Issuers Fantastic Financial Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved STAT Software Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Walnut Valley Ventures, Inc. a/k/a Walnut Valley Management Corp. or Extension Media, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86812 https://www.sec.gov/litigation/admin/2019/34-86812.pdf 2019-08-29 Juniper Networks, Inc. Juniper Networks, Inc. Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to penalty Roisman Approved Lee Approved 34-86813 https://www.sec.gov/litigation/opinions/2019/34-86813.pdf 2019-08-29 Certain 12(j) proceedings assigned to the Commission for a hearing Golden Claw Ventures, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Q Therapeutics, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Zika Diagnostics, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Readaboo, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86815 https://www.sec.gov/litigation/admin/2019/34-86815.pdf 2019-08-29 Capital City Asset Management Cardinal Energy Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86816 https://www.sec.gov/litigation/opinions/2019/34-86816.pdf 2019-08-29 Certain 12(j) proceedings assigned to the Commission for a hearing MaryJane Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Redpoint Bio Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86825 https://www.sec.gov/litigation/admin/2019/34-86825.pdf 2019-08-30 Advanced Voice Technologies, Inc., et al. Advanced Voice Technologies, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved American Pharmaceutical Company Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Apollo Eye Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86826 https://www.sec.gov/litigation/admin/2019/34-86826.pdf 2019-08-30 Advanced Voice Technologies, Inc., et al. Aztech International Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Bev-Tyme, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Concord Energy Incorporated Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86827 https://www.sec.gov/litigation/admin/2019/34-86827.pdf 2019-08-30 Advanced Voice Technologies, Inc., et al. Crescent Airways Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Electronic Manufacturing Services Group Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved M&M Financial Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86828 https://www.sec.gov/litigation/admin/2019/34-86828.pdf 2019-08-30 Advanced Voice Technologies, Inc., et al. Medical Safetec, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved ML Bancorp, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Pioneer Western Properties Income Fund Limited Partnership Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved U.S. Coal Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86830 https://www.sec.gov/litigation/admin/2019/34-86830.pdf 2019-08-30 N1 Technologies, Inc. Braxton,Donald Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86831 https://www.sec.gov/litigation/admin/2019/34-86831.pdf 2019-08-30 N1 Technologies, Inc. Simpson,Wayne Scott Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86707 https://www.sec.gov/litigation/admin/2019/34-86707.pdf 2019-08-19 Possible Manipulative Schemes Involving Microcap and Other Securities Targett-Adams,Richard Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10673 https://www.sec.gov/litigation/admin/2019/33-10673.pdf 2019-08-20 Certain Providers of ICO Investment Ratings and Research ICO Rating Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86708 https://www.sec.gov/litigation/admin/2019/34-86708.pdf 2019-08-20 TherapeuticsMD, Inc. TherapeuticsMD, Inc. Clayton Approved Jackson Approved Peirce Not Approved Roisman Approved w/ Exception Approved except as to penalty Lee Approved 34-86710 https://www.sec.gov/litigation/admin/2019/34-86710.pdf 2019-08-20 Financial Sherpa, Inc. Financial Sherpa, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Beyersdorf,James L. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86711 https://www.sec.gov/litigation/admin/2019/34-86711.pdf 2019-08-20 Premium Point Structured Finance Valuations Gonzalez ,Ronaldo Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86712 https://www.sec.gov/litigation/admin/2019/34-86712.pdf 2019-08-20 Premium Point Structured Finance Valuations Mosaic Capital, LLC f/k/a AOC Securities LLC Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86713 https://www.sec.gov/rules/sro/occ-an/2019/34-86713.pdf 2019-08-20 Advance Notice filed with the Commission pursuant to the Payment, Clearing, and Settlement Supervision Act of 2010 by The Options Clearing Corporation related to the Vanilla Option Model and Smoothing Algorithm within OCC's margin methodology (SR-OCC-2019-804) The Options Clearing Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86715 https://www.sec.gov/litigation/admin/2019/34-86715.pdf 2019-08-20 C. James, Inc. Pittera,Joseph L. Esq. Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86720 https://www.sec.gov/litigation/admin/2019/34-86720.pdf 2019-08-21 Agria Corporation Filkoski,Michael CPA Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Magnuson,Scott CPA Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86721 https://www.sec.gov/rules/interp/2019/34-86721.pdf 2019-08-21 Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice 34 Act; Applicability of Rules 14a-1 and 14a-9 to proxy voting rights Clayton Approved Jackson Not Approved Peirce Approved Roisman Approved Lee Not Approved IA-5325 https://www.sec.gov/rules/interp/2019/ia-5325.pdf 2019-08-21 Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers IA Act; IC Act; Rule 206(4)-6 under IA Act; Forms N-1A, N-2, N-3 and N-CSR Under IC Act Clayton Approved Jackson Not Approved Peirce Approved Roisman Approved Lee Not Approved 34-86726 https://www.sec.gov/litigation/admin/2019/34-86726.pdf 2019-08-22 Texas Energy Management Hill,William Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86727 https://www.sec.gov/litigation/admin/2019/34-86727.pdf 2019-08-22 JPMorgan Chase & Co. Fair Fund Distribution JPMorgan Chase & Co. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86730 https://www.sec.gov/litigation/opinions/2019/34-86730.pdf 2019-08-22 Certain 12(j) proceedings assigned to the Commission for a hearing GeneSYS ID, Inc. F/K/A RX Safes, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Genie Gateway Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved The Mint Leasing, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved MJ Pharmaceuticals, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86732 https://www.sec.gov/litigation/opinions/2019/34-86732.pdf 2019-08-22 Certain 12(j) proceedings assigned to the Commission for a hearing Appian, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Bulk Storage Software, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved DMC Beverage Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Galaxy Strategy & Communications, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86734 https://www.sec.gov/litigation/opinions/2019/34-86734.pdf 2019-08-22 Certain 12(j) proceedings assigned to the Commission for a hearing Petrosonic Energy, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved PSM Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86735 https://www.sec.gov/litigation/opinions/2019/34-86735.pdf 2019-08-22 Certain 12(j) proceedings assigned to the Commission for a hearing Ceelox, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Virtual Sourcing, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Windstream Technologies, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86740 https://www.sec.gov/litigation/admin/2019/34-86740.pdf 2019-08-22 Deutsche Bank AG Deutsche Bank AG Clayton Approved Jackson Approved Peirce Approved w/ Exception Approved except as to penalty Roisman Approved Lee Approved IA-5326 https://www.sec.gov/litigation/admin/2019/ia-5326.pdf 2019-08-22 Creative Connections LLC Belsky,Yehuda aka "Jay Bell" Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved IA-5327 https://www.sec.gov/litigation/admin/2019/ia-5327.pdf 2019-08-22 Patrick L. O'Connor O'Connor,Patrick L. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10674 https://www.sec.gov/rules/other/2019/33-10674.pdf 2019-08-23 Publication of the Commission's Regulatory Flexibility Act Agenda Semiannual Regulatory Agenda Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10675 https://www.sec.gov/rules/other/2019/33-10675.pdf 2019-08-23 Order Making Fiscal Year 2020 Annual Adjustments to Registration Fee Rates FY 2020 Annual Adjustments to Registration Fee Rates Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86741 https://www.sec.gov/litigation/opinions/2019/34-86741.pdf 2019-08-23 Certain 12(j) proceedings assigned to the Commission for a hearing Anpulo Food Development, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved CSA Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved RJS Development, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Uni Core Holdings Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86746 https://www.sec.gov/litigation/opinions/2019/34-86746.pdf 2019-08-23 Certain 12(j) proceedings assigned to the Commission for a hearing Cybergy Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Cyclone Uranium Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Geovic Mining Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved OGL Holdings Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved STW Resources Holding Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86747 https://www.sec.gov/litigation/opinions/2019/34-86747.pdf 2019-08-23 Certain 12(j) proceedings assigned to the Commission for a hearing Be Industries, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Fenton Graham Marketing, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Milost Acquisition Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Neogenix Oncology, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86749 https://www.sec.gov/litigation/opinions/2019/34-86749.pdf 2019-08-23 Certain 12(j) proceedings assigned to the Commission for a hearing Scrap China Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Spring Valley Management Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86751 https://www.sec.gov/litigation/opinions/2019/34-86751.pdf 2019-08-23 John M.E. Saad Saad,John M.E. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10671 https://www.sec.gov/litigation/admin/2019/33-10671.pdf 2019-08-12 SimplyVital Health SimplyVital Health, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86632 https://www.sec.gov/litigation/admin/2019/34-86632.pdf 2019-08-12 American Business Services, Inc., et al. China Tongzilian Group Shared Limited, Inc. Clayton Not Participating Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86633 https://www.sec.gov/litigation/admin/2019/34-86633.pdf 2019-08-12 American Business Services, Inc., et al. China Xingbang Industry Group, Inc. Clayton Not Participating Jackson Approved Peirce Approved Roisman Approved Lee Approved Kingsmen Capital Group, Ltd. Clayton Not Participating Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86634 https://www.sec.gov/litigation/suspensions/2019/34-86634.pdf https://www.sec.gov/litigation/suspensions/2019/34-86334-o.pdf Order 2019-08-12 American Business Services, Inc., et al. China Xingbang Industry Group, Inc. Clayton Not Participating Jackson Approved Peirce Approved Roisman Approved Lee Approved Kingsmen Capital Group, Ltd. Clayton Not Participating Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86637 https://www.sec.gov/litigation/opinions/2019/34-86637.pdf 2019-08-12 Newport Coast Securities, Inc. Newport Coast Securities, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86641 https://www.sec.gov/litigation/admin/2019/34-86641.pdf 2019-08-13 Michael James Frew Frew, Michael J. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86646 https://www.sec.gov/litigation/admin/2019/34-86646.pdf 2019-08-13 Golden Rush, Inc., et al. Medisun Precision Medicine, Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Next Graphite, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Omni Shrimp, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86647 https://www.sec.gov/litigation/suspensions/2019/34-86647.pdf https://www.sec.gov/litigation/suspensions/2019/34-86647-o.pdf Order 2019-08-13 Golden Rush, Inc., et al. Medisun Precision Medicine, Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Next Graphite, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Omni Shrimp, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86648 https://www.sec.gov/litigation/admin/2019/34-86648.pdf 2019-08-13 Golden Rush, Inc., et al. Greenwood Hall, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved PMX Communities, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved SurePure, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86649 https://www.sec.gov/litigation/suspensions/2019/34-86649.pdf https://www.sec.gov/litigation/suspensions/2019/34-86649-o.pdf Order 2019-08-13 Golden Rush, Inc., et al. Greenwood Hall, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved PMX Communities, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved SurePure, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved IA-5319 https://www.sec.gov/litigation/admin/2019/ia-5319.pdf 2019-08-13 MVP Manager LLC MVP Manager LLC Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86652 https://www.sec.gov/litigation/admin/2019/34-86652.pdf 2019-08-14 Golden Rush, Inc., et al. Pacific Telcom, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Peopleline Telecom Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Spectrum Meditech Inc. n/k/a Resilient Energy, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86653 https://www.sec.gov/litigation/admin/2019/34-86653.pdf 2019-08-14 Golden Rush, Inc., et al. Golden Rush, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved LeGall Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved My Healthy Access, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86654 https://www.sec.gov/litigation/admin/2019/34-86654.pdf 2019-08-14 Golden Rush, Inc., et al. Healthway Shopping Network Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Monetiva, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Unity Global Holdings Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86655 https://www.sec.gov/litigation/admin/2019/34-86655.pdf 2019-08-14 Golden Rush, Inc., et al. IMC Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Microphase Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Wintahenderson International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86656 https://www.sec.gov/litigation/admin/2019/34-86656.pdf 2019-08-14 Chris Kubiak Kubiak, Chris Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86658 https://www.sec.gov/litigation/admin/2019/34-86658.pdf 2019-08-14 Certain Bitcoin/Ether Tracking Certificates Canaccord Genuity LLC Clayton Approved Jackson Approved Peirce Not Approved Roisman Approved Lee Approved 34-86665 https://www.sec.gov/litigation/admin/2019/34-86665.pdf 2019-08-14 Golden Rush, Inc., et al. Greenhouse Solutions, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Latitude 360, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86666 https://www.sec.gov/litigation/suspensions/2019/34-86666.pdf https://www.sec.gov/litigation/suspensions/2019/34-86666-o.pdf Order 2019-08-14 Golden Rush, Inc., et al. Greenhouse Solutions, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Latitude 360, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86668 https://www.sec.gov/litigation/admin/2019/34-86668.pdf 2019-08-14 Golden Rush, Inc., et al. Monarch America, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved VW Win Century, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86669 https://www.sec.gov/litigation/suspensions/2019/34-86669.pdf https://www.sec.gov/litigation/suspensions/2019/34-86669-o.pdf Order 2019-08-14 Golden Rush, Inc., et al. Monarch America, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved VW Win Century, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86672 https://www.sec.gov/litigation/admin/2019/34-86672.pdf 2019-08-14 Golden Rush, Inc., et al. Oakridge Holdings, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Park Premier Mining Company Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Sella Care, Inc. a/k/a Sella Care USA, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86673 https://www.sec.gov/litigation/admin/2019/34-86673.pdf 2019-08-14 Golden Rush, Inc., et al. NWT Uranium Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86674 https://www.sec.gov/litigation/admin/2019/34-86674.pdf 2019-08-14 Golden Rush, Inc., et al. Stirling Acquisition Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved ThinkEngine Networks, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86675 https://www.sec.gov/litigation/admin/2019/34-86675.pdf 2019-08-14 Golden Rush, Inc., et al. Samdrew IV, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Southland Health Services, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86680 https://www.sec.gov/litigation/admin/2019/34-86680.pdf 2019-08-14 Golden Rush, Inc., et al. SPIRE Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved The Staffing Group, Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86681 https://www.sec.gov/litigation/suspensions/2019/34-86681.pdf https://www.sec.gov/litigation/suspensions/2019/34-86681-o.pdf Order 2019-08-14 Golden Rush, Inc., et al. SPIRE Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved The Staffing Group, Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86690 https://www.sec.gov/litigation/admin/2019/34-86690.pdf 2019-08-15 Spark Therapeutics, Inc. et al. Erne, Lorenz Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10672 https://www.sec.gov/litigation/admin/2019/33-10672.pdf 2019-08-16 Certain ADR Issuers (Cantor) Cantor Fitzgerald & Co. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86693 https://www.sec.gov/litigation/admin/2019/34-86693.pdf 2019-08-16 Certain ADR Issuers (BMO) BMO Capital Markets Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86701 https://www.sec.gov/litigation/admin/2019/34-86701.pdf 2019-08-16 Thomas D. Gillons Gillons, Thomas Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86702 https://www.sec.gov/litigation/admin/2019/34-86702.pdf 2019-08-16 1 Global Capital, LLC Ruderman, Carl Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86564 https://www.sec.gov/litigation/admin/2019/34-86564.pdf 2019-08-05 Quadrant 4 System Corp. Thondavadi, Nandu Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86565 https://www.sec.gov/litigation/admin/2019/34-86565.pdf 2019-08-05 Agritech Worldwide, Inc., et al. Artisanal Brands, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Daleco Resources Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86566 https://www.sec.gov/litigation/suspensions/2019/34-86566.pdf https://www.sec.gov/litigation/suspensions/2019/34-86566-o.pdf Order 2019-08-05 Agritech Worldwide, Inc., et al. Artisanal Brands, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Daleco Resources Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86568 https://www.sec.gov/litigation/admin/2019/34-86568.pdf 2019-08-05 Agritech Worldwide, Inc., et al. American Rare Earths and Materials, Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved PureSafe Water Systems, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved SpendSmart Networks, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86569 https://www.sec.gov/litigation/suspensions/2019/34-86569.pdf https://www.sec.gov/litigation/suspensions/2019/34-86569-o.pdf Order 2019-08-05 Agritech Worldwide, Inc., et al. American Rare Earths and Materials, Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved PureSafe Water Systems, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved SpendSmart Networks, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86570 https://www.sec.gov/litigation/admin/2019/34-86570.pdf 2019-08-05 Agritech Worldwide, Inc., et al. Dutch Gold Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Paracap Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86571 https://www.sec.gov/litigation/suspensions/2019/34-86571.pdf https://www.sec.gov/litigation/suspensions/2019/34-86571-o.pdf Order 2019-08-05 Agritech Worldwide, Inc., et al. Dutch Gold Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Paracap Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86573 https://www.sec.gov/litigation/admin/2019/34-86573.pdf 2019-08-05 SITO Mobile Ltd. SITO Mobile, Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86577 https://www.sec.gov/litigation/admin/2019/34-86577.pdf 2019-08-06 Counseling International, Inc. Jaclin, Gregg Evan, Esq. Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86578 https://www.sec.gov/litigation/admin/2019/34-86578.pdf 2019-08-06 Agritech Worldwide, Inc., et al. Alife Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Budget Group, Inc. a/k/a BRAC Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Feather Valley Financial Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86579 https://www.sec.gov/litigation/admin/2019/34-86579.pdf 2019-08-06 Agritech Worldwide, Inc., et al. Aroga Holding Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Global Sources Limited Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved United States Properties, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86580 https://www.sec.gov/litigation/admin/2019/34-86580.pdf 2019-08-06 Agritech Worldwide, Inc., et al. ASN Satellites, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Caleminder Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Extreme Energy Solutions Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Hyperfeed Technologies, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86581 https://www.sec.gov/litigation/admin/2019/34-86581.pdf 2019-08-06 Agritech Worldwide, Inc., et al. Aramex International Limited Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86582 https://www.sec.gov/litigation/admin/2019/34-86582.pdf 2019-08-06 Agritech Worldwide, Inc., et al. BTHC X, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Eco Building Products, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Kama Resources Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86583 https://www.sec.gov/litigation/suspensions/2019/34-86583.pdf https://www.sec.gov/litigation/suspensions/2019/34-86583-o.pdf Order 2019-08-06 Agritech Worldwide, Inc., et al. BTHC X, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Eco Building Products, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Kama Resources Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86584 https://www.sec.gov/litigation/admin/2019/34-86584.pdf 2019-08-06 Agritech Worldwide, Inc., et al. BCI Holding Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Bulova Technologies Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Omni Bio Pharmaceutical, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86585 https://www.sec.gov/litigation/suspensions/2019/34-86585.pdf https://www.sec.gov/litigation/suspensions/2019/34-86585-o.pdf Order 2019-08-06 Agritech Worldwide, Inc., et al. BCI Holding Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Bulova Technologies Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Omni Bio Pharmaceutical, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86591 https://www.sec.gov/litigation/admin/2019/34-86591.pdf 2019-08-07 Agritech Worldwide, Inc., et al. Rolling Pin Kitchen Emporium, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Speed of Thought, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86592 https://www.sec.gov/litigation/admin/2019/34-86592.pdf 2019-08-07 Agritech Worldwide, Inc., et al. Fighton Succession Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Grand Enterprises, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86593 https://www.sec.gov/litigation/admin/2019/34-86593.pdf 2019-08-07 Agritech Worldwide, Inc., et al. Sweetwater Investing, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Thunor International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86594 https://www.sec.gov/litigation/admin/2019/34-86594.pdf 2019-08-07 BrightPoint, Inc. Avent, Thomas W. Jr., Esq., CPA Clayton Approved Jackson Not Participating Peirce Approved Roisman Approved Lee Approved 34-86596 https://www.sec.gov/litigation/admin/2019/34-86596.pdf 2019-08-07 American Business Services, Inc., et al. Ceetop Inc. n/k/a S.Q Hydrogen Power, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved China Internet Café Holdings Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Starlight Supply Chain Management Company Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86597 https://www.sec.gov/litigation/suspensions/2019/34-86597.pdf https://www.sec.gov/litigation/suspensions/2019/34-86597-o.pdf Order 2019-08-07 American Business Services, Inc., et al. Ceetop Inc. n/k/a S.Q Hydrogen Power, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved China Internet Café Holdings Group, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Starlight Supply Chain Management Company Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86598 https://www.sec.gov/litigation/admin/2019/34-86598.pdf 2019-08-07 American Business Services, Inc., et al. Oriental Magic Soup, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Pan Ocean Container Supplies, Ltd. n/k/a Red Wolf Enterprises Int. or Red Wolf Enterprises, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved You Han Data Tech Co Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86599 https://www.sec.gov/litigation/suspensions/2019/34-86599.pdf https://www.sec.gov/litigation/suspensions/2019/34-86599-o.pdf Order 2019-08-07 American Business Services, Inc., et al. Oriental Magic Soup, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Pan Ocean Container Supplies Ltd. a/k/a Red Wolf Enterprises Int. or Red Wolf Enterprises, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved You Han Data Tech Company Ltd. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86600 https://www.sec.gov/litigation/admin/2019/34-86600.pdf 2019-08-08 Prestige Global Trading, Ltd. Oharriz, Elizabeth S. Clayton Approved Jackson Approved Peirce Approved Roisman Approved 34-86601 https://www.sec.gov/litigation/admin/2019/34-86601.pdf 2019-08-08 Sweetwater Investments, Inc. Disgorgement Fund Gibb, Dennis Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Sweetwater Investments, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86602 https://www.sec.gov/litigation/admin/2019/34-86602.pdf 2019-08-08 Morgan Asset Fair Fund Morgan Asset Management Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Morgan Keegan & Company, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Kelsoe, James C., Jr. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Weller, Joseph Thompson, CPA Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86612 https://www.sec.gov/litigation/opinions/2019/34-86612.pdf 2019-08-08 Manna Capital, Inc., et al. MCA Holdings Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86613 https://www.sec.gov/litigation/admin/2019/34-86613.pdf 2019-08-08 Scio Diamond Technology Corp. Scio Diamond Technology Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10669 https://www.sec.gov/litigation/admin/2019/33-10669.pdf 2019-08-09 American Housing Income Trust, Inc. Corix Bioscience, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Ogburn, Michael L. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86616 https://www.sec.gov/litigation/opinions/2019/34-86616.pdf 2019-08-09 Commonwealth Capital Securities Corp. Commonwealth Capital Securities Corp. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86627 https://www.sec.gov/litigation/opinions/2019/34-86627.pdf 2019-08-09 John M.E. Saad Saad,John M.E. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86538 https://www.sec.gov/litigation/admin/2019/34-86538.pdf 2019-08-01 Brixmor Property Group Inc. Brixmor Property Group Inc. Clayton Approved Jackson Approved Peirce Approved with Exception Approved except as to the civil monetary penalty. Roisman Approved 34-86540 https://www.sec.gov/litigation/admin/2019/34-86540.pdf 2019-08-01 Cetera Investment Advisers, LLC Groom, Kendall J., CPA Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86541 https://www.sec.gov/litigation/admin/2019/34-86541.pdf 2019-08-01 Cetera Investment Advisers, LLC Groom, Kendall J., CPA Clayton Approved Jackson Approved Peirce Approved Roisman Not Participating Lee Approved 34-86559 https://www.sec.gov/litigation/admin/2019/34-86559.pdf 2019-08-02 Agritech Worldwide, Inc., et al. Agritech Worldwide, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Consolidated Gems, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Dominovas Energy Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86560 https://www.sec.gov/litigation/suspensions/2019/34-86560.pdf https://www.sec.gov/litigation/suspensions/2019/34-86560-o.pdf Order 2019-08-02 Agritech Worldwide, Inc., et al. Agritech Worldwide, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Consolidated Gems, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Dominovas Energy Corporation Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86561 https://www.sec.gov/litigation/admin/2019/34-86561.pdf 2019-08-02 Agritech Worldwide, Inc., et al. Empire Energy Corporation International Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Moller International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Rangeford Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86562 https://www.sec.gov/litigation/suspensions/2019/34-86562.pdf https://www.sec.gov/litigation/suspensions/2019/34-86562-o.pdf Order 2019-08-02 Agritech Worldwide, Inc., et al. Empire Energy Corporation International Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Moller International, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved Rangeford Resources, Inc. Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 34-86590 https://www.sec.gov/rules/final/2019/34-86590.pdf 2019-08-07 Credit Rating Agency Reform Amendments to Rules for Nationally Recognized Statistical Rating Organizations Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved 33-10668 https://www.sec.gov/rules/proposed/2019/33-10668.pdf 2019-08-08 Modernization of Regulation S-K Modernization of Regulation S-K Items 101, 103, and 105 Clayton Approved Jackson Approved Peirce Approved Roisman Approved Lee Approved