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Asset Management Advisory Committee (AMAC)

Oct. 17, 2023

The committee was formed to provide the Commission with diverse perspectives on asset management and related advice and recommendations. Topics the committee may address include trends and developments affecting investors and market participants, the effects of globalization, and changes in the role of technology and service providers. The committee is comprised of a group of outside experts, including individuals representing the views of retail and institutional investors, small and large funds, intermediaries, and other market participants.

If you are interested in serving on the Asset Management Advisory Committee, please email a letter of interest with applicable information about your relevant experience.

Committee Members



Edward Bernard, Committee Chairman
T. Rowe Price
John Bajkowski
American Association of Individual Investors
Jane Carten
Saturna Capital
Scot Draeger
R.M. Davis Inc.
Mike Durbin
Fidelity Institutional
Gilbert Garcia
Garcia Hamilton & Associates
Paul Greff
Ohio Public Employees Retirement System
Rich Hall
The University of Texas/Texas A&M Investment Management Co.
Adeel Jivraj
Ernst & Young LLP
Renee LaRoche-Morris
State Street Corporation
Susan McGee
Goldman Sachs BDC, Inc.
Jeffrey Ptak
Morningstar Research Services
Erik Sirri
Babson College and Natixis Funds, Loomis Sayles Funds, and Natixis ETFs
Aye Soe
S&P Dow Jones Indices
Rama Subramaniam
John Suydam
Apollo Global Management
Russ Wermers
Smith School of Business, University of Maryland, and Wermers Consulting LLC
Joe Savage
FINRA (non-voting)

Recommendations of the Asset Management Advisory Committee



November 3, 2021

October 28, 2021

September 27, 2021

July 7, 2021

March 19, 2021

December 1, 2020

November 5, 2020

September 16, 2020

July 16, 2020

Background Materials

Additional Background Materials

May 27, 2020

January 14, 2020

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