SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GOODRICH PHILIP A

(Last) (First) (Middle)
BARNES GROUP INC.
123 MAIN STREET

(Street)
BRISTOL CT 06011-0489

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARNES GROUP INC [ B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. VP, Corporate Development
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/19/2003 M 3,746 A $20.46 0 D
Common Stock 08/19/2003 F 3,304 D $24.73 0 D
Common Stock 08/19/2003 M 340 A $20.46 0 D
Common Stock 08/19/2003 F 301 D $24.73 0 D
Common Stock 08/19/2003 M 748 A $19.16 0 D
Common Stock 08/19/2003 F 633 D $24.73 0 D
Common Stock 08/19/2003 M 2,765 A $19.16 0 D
Common Stock 08/19/2003 F 2,339 D $24.73 0 D
Common Stock 08/19/2003 M 3,182 A $19.16 0 D
Common Stock 08/19/2003 F 2,692 D $24.73 0 D
Common Stock 08/19/2003 M 410 A $20.59 0 D
Common Stock 08/19/2003 F 364 D $24.73 0 D
Common Stock 08/19/2003 M 5,263 A $20.59 0 D
Common Stock 08/19/2003 F 4,660 D $24.73 49,498(1) D
Common Stock 272.3724(2) I By Employee Stk Purchase Plan
Common Stock 2,846.998(3) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stk Option (Right to Buy) $20.46 08/19/2003 M 3,746 05/11/2001(4) 12/06/2009 Common Stock 3,746 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 3,304 08/19/2003 12/06/2009 Common Stock 3,304 (7) 3,304 D
Employee Stk Option (Right to Buy) $20.46 08/19/2003 M 340 05/11/2001(4) 02/10/2010 Common Stock 340 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 301 08/19/2003 02/10/2010 Common Stock 301 (7) 301 D
Employee Stk Option (Right to Buy) $19.16 08/19/2003 M 748 02/19/2003(5) 12/06/2009 Common Stock 748 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 633 08/19/2003 12/06/2009 Common Stock 633 (7) 633 D
Employee Stk Option (Right to Buy) $19.16 08/19/2003 M 2,765 02/19/2003(5) 12/06/2009 Common Stock 2,765 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 2,339 08/19/2003 12/06/2009 Common Stock 2,339 (7) 2,339 D
Employee Stk Option (Right to Buy) $19.16 08/19/2003 M 3,182 02/19/2003(5) 02/06/2011 Common Stock 3,182 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 2,692 08/19/2003 02/06/2011 Common Stock 2,692 (7) 2,692 D
Employee Stk Option (Right to Buy) $20.59 08/19/2003 M 410 05/20/2003(6) 02/06/2011 Common Stock 410 (7) 7,630 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 364 08/19/2003 02/06/2011 Common Stock 364 (7) 364 D
Employee Stk Option (Right to Buy) $20.59 08/19/2003 M 5,263 05/20/2003(6) 12/06/2009 Common Stock 5,263 (7) 0 D
Employee Stk Option (Right to Buy) $24.73 08/19/2003 A 4,660 08/19/2003 12/06/2009 Common Stock 4,660 (7) 4,660 D
Explanation of Responses:
1. Includes 20,000 Restricted Stock Units that are subject to forfeiture if certain events occur.
2. Held in Company's Employee Stock Purchase Plan.
3. Held in Company's 401(k) Plan.
4. The options vest 100% immediately on 05/11/2001.
5. The options vest 100% immediately on 2/19/2003.
6. The options vest 100% immediately on 5/20/2003.
7. Security converts to common stock on a one for one basis.
Remarks:
Signe S. Gates, pursuant to a Power of Atty 08/21/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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