0000009984-23-000019.txt : 20230213 0000009984-23-000019.hdr.sgml : 20230213 20230213150919 ACCESSION NUMBER: 0000009984-23-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230209 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVORKA LUKAS CENTRAL INDEX KEY: 0001847536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 23617518 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_167631893907201.xml FORM 4 X0306 4 2023-02-09 0 0000009984 BARNES GROUP INC B 0001847536 HOVORKA LUKAS BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Corporate Development Common Stock 2023-02-09 4 F 0 3837 44.94 D 26642 D Common Stock 2023-02-09 4 A 0 2800 0 A 29442 D Common Stock 7916.73 I By Company's 401(k) Plan Employee Stock Option-Right to Buy 44.94 2023-02-09 4 A 0 5300 0 A 2033-02-09 Common Stock 5300.0 5300 D Includes balances of 399 Restricted Stock Units ("RSUs") granted 2/13/2020, 1333 RSUs granted 3/1/2021, and 2500 RSUs granted 2/10/2022, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Reporting Person has received 2,800 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2023 grant date. Lukas Hovorka by Patricia A. Bradley under Power of Attorney 2023-02-13