0000009984-22-000171.txt : 20221102
0000009984-22-000171.hdr.sgml : 20221102
20221102164656
ACCESSION NUMBER: 0000009984-22-000171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20221102
DATE AS OF CHANGE: 20221102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dempsey Patrick
CENTRAL INDEX KEY: 0001307654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 221354843
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
4
1
wf-form4_166742200272378.xml
FORM 4
X0306
4
2022-10-31
0
0000009984
BARNES GROUP INC
B
0001307654
Dempsey Patrick
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
1
1
0
0
Executive Vice Chairman
Common Stock
2022-10-31
4
D
0
19804
0
D
403746
D
Common Stock
2022-10-31
4
F
0
7628
35.37
D
396118
D
Common Stock
4409.35
I
By Company's 401(k) Plan
Reporting Person Patrick Dempsey retired on 10/31/2022. In accordance with forfeiture provisions of underlying grant agreements, a total of 19,804 unvested Restricted Stock Units ("RSUs") were forfeited on 10/31/2022 as follows: 915 RSUs under 2/13/2020 grant, 4,585 RSUs under 2/11/2021 grant, and 14,304 RSUs under 2/10/2022 grant.
Includes balances of 3,167 RSUs granted 2/13/2020, 6,657 RSUs granted 2/11/2021, and 6,896 RSUs granted 2/10/2022, that are vesting in accordance with retirement provisions of underlying grant agreements, and are payable in shares of common stock. See Footnote 3 below.
Includes the following RSUs that vested on 10/31/2022 in accordance with retirement provisions of underlying grant agreements: 3,167 RSUs under grant dated 2/13/2020, 6,657 RSUs under grant dated 2/11/2021, and 6,896 RSUs under grant dated 2/10/2022; 7,628 shares were withheld to cover taxes.
Also in accordance with forfeiture provisions of underlying grant agreements, a total of 134,392 stock options-right to buy were forfeited on 10/31/2022.
Patrick Dempsey by Patricia A. Bradley under Power of Attorney
2022-11-02