0000009984-22-000171.txt : 20221102 0000009984-22-000171.hdr.sgml : 20221102 20221102164656 ACCESSION NUMBER: 0000009984-22-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 221354843 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_166742200272378.xml FORM 4 X0306 4 2022-10-31 0 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 Executive Vice Chairman Common Stock 2022-10-31 4 D 0 19804 0 D 403746 D Common Stock 2022-10-31 4 F 0 7628 35.37 D 396118 D Common Stock 4409.35 I By Company's 401(k) Plan Reporting Person Patrick Dempsey retired on 10/31/2022. In accordance with forfeiture provisions of underlying grant agreements, a total of 19,804 unvested Restricted Stock Units ("RSUs") were forfeited on 10/31/2022 as follows: 915 RSUs under 2/13/2020 grant, 4,585 RSUs under 2/11/2021 grant, and 14,304 RSUs under 2/10/2022 grant. Includes balances of 3,167 RSUs granted 2/13/2020, 6,657 RSUs granted 2/11/2021, and 6,896 RSUs granted 2/10/2022, that are vesting in accordance with retirement provisions of underlying grant agreements, and are payable in shares of common stock. See Footnote 3 below. Includes the following RSUs that vested on 10/31/2022 in accordance with retirement provisions of underlying grant agreements: 3,167 RSUs under grant dated 2/13/2020, 6,657 RSUs under grant dated 2/11/2021, and 6,896 RSUs under grant dated 2/10/2022; 7,628 shares were withheld to cover taxes. Also in accordance with forfeiture provisions of underlying grant agreements, a total of 134,392 stock options-right to buy were forfeited on 10/31/2022. Patrick Dempsey by Patricia A. Bradley under Power of Attorney 2022-11-02