0000009984-22-000120.txt : 20220715 0000009984-22-000120.hdr.sgml : 20220715 20220715114909 ACCESSION NUMBER: 0000009984-22-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220714 FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOK THOMAS J CENTRAL INDEX KEY: 0001180346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 221084862 MAIL ADDRESS: STREET 1: 810 INNOVATION DR CITY: KNOXVILLE STATE: TN ZIP: 37932 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_165790013603573.xml FORM 4 X0306 4 2022-07-14 0 0000009984 BARNES GROUP INC B 0001180346 HOOK THOMAS J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 13375 D Stock Option-Right to Buy 30.32 2022-07-14 4 A 0 1183406 0 A 2032-07-14 Common Stock 1183406.0 1183406 D Includes a balance of 1,735 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Performance stock option granted on 7/14/2022, which is scheduled to vest and become exercisable on July 14, 2027 (the "vesting date"), subject to the reporting person's continued service to Barnes Group Inc. (the "Company") and the achievement of compound annual growth rate ("CAGR") levels in respect of the price of the Company's common shares above the option exercise price as of the vesting date, with 0% vesting at a CAGR of less than 5%, 33.3% vesting at a CAGR of 5%, 66.6% vesting at a CAGR of 7% and 100% vesting at a CAGR of 9% or greater, with linear interpolation between such CAGR levels. The grant would be subject to full accelerated vesting in the event of certain qualifying involuntary terminations of the reporting person's service, subject to his execution of a release of claims in favor of the Company. Thomas J. Hook by Patricia A. Bradley under Power of Attorney 2022-07-15