0000009984-22-000049.txt : 20220228 0000009984-22-000049.hdr.sgml : 20220228 20220228145116 ACCESSION NUMBER: 0000009984-22-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pelletier James C CENTRAL INDEX KEY: 0001805124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 22687868 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 wf-form4_164607785885099.xml FORM 4 X0306 4 2022-02-25 0 0000009984 BARNES GROUP INC B 0001805124 Pelletier James C BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Gen. Counsel & Secretary Common Stock 2022-02-25 4 M 0 1809 37.29 A 14416.87 D Common Stock 2022-02-25 4 S 0 1619 46.50 D 12797.87 D Employee Stock Option-Right to Buy 37.29 2022-02-25 4 M 0 1809 0 D 2030-04-01 Common Stock 1809.0 3615 D Includes balances of 179 Restricted Stock Units ("RSUs") granted 2/13/2019, 2020 RSUs granted 10/10/2019, 1236 RSUs granted 4/1/2020, 3000 RSUs granted 2/11/2021, and 3700 RSUs granted 2/10/2022 that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 4/1/2020 grant date. James C. Pelletier by Patricia A. Bradley under Power of Attorney 2022-02-28