0000009984-20-000042.txt : 20200403 0000009984-20-000042.hdr.sgml : 20200403 20200403091958 ACCESSION NUMBER: 0000009984-20-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pelletier James C CENTRAL INDEX KEY: 0001805124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 20771921 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-01 0000009984 BARNES GROUP INC B 0001805124 Pelletier James C BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Gen. Counsel & Secretary Common Stock 2020-04-01 4 A 0 1855 0 A 6030.57 D Employee Stock Option-Right to Buy 37.29 2020-04-01 4 A 0 5424 0 A 2030-04-01 Common Stock 5424 5424 D Reporting Person has received 1,855 Restricted Stock Units that are subject to forfeiture if certain events occur. Includes balances of 176 Restricted Stock Units ("RSUs") granted 2/7/2017, 155 RSUs granted 12/10/2017, 762 RSUs granted 1/10/2018, 279 RSUs granted 2/8/2018, 540 RSUs granted 2/13/2019 and 2020 RSUs granted 10/10/2019, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. Patricia A. Bradley, pursuant to Power of Attorney 2020-04-03