0000009984-17-000082.txt : 20171109 0000009984-17-000082.hdr.sgml : 20171109 20171109113309 ACCESSION NUMBER: 0000009984-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171108 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 171189545 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-08 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2017-11-08 4 M 0 15700 24.24 A 111867.13 D Common Stock 2017-11-08 4 S 0 15700 63.5336 D 96167.13 D Common Stock 1974.16 I By Company's 401(k) Plan Employee Stock Option (right to buy) 24.24 2017-11-08 4 M 0 15700 D 2023-02-12 Common Stock 15700 0 D Includes balances of 1899 Restricted Stock Units granted 2/11/2015, 4666 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $63.60, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date. 1 for 1. Kristine M. Murphy, pursuant to a Power of Attorney 2017-11-09