0000009984-17-000015.txt : 20170210 0000009984-17-000015.hdr.sgml : 20170210 20170210155503 ACCESSION NUMBER: 0000009984-17-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 17593033 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-08 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 1 0 0 President and CEO Common Stock 2017-02-08 4 A 0 14400 0 A 240989 D Common Stock 4137.28 I By Company's 401(k) Plan Stock Option-Right to Buy 47.04 2017-02-08 4 A 0 67800 A 2027-02-08 Common Stock 67800 67800 D Reporting Person has received 14,400 Restricted Stock Units that are subject to forfeiture if certain events occur. Includes balances of 5399 Restricted Stock Units granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015, and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. 1 for 1. William K. Piotrowski, pursuant to Power of Attorney 2017-02-10