0000009984-16-000205.txt : 20161129 0000009984-16-000205.hdr.sgml : 20161129 20161129164056 ACCESSION NUMBER: 0000009984-16-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161128 FILED AS OF DATE: 20161129 DATE AS OF CHANGE: 20161129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACKER MARIAN CENTRAL INDEX KEY: 0001478811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 162023150 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-28 0000009984 BARNES GROUP INC B 0001478811 ACKER MARIAN BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 VP, Controller Common Stock 2016-11-28 4 M 0 6000 20.69 A 41998.7082 D Common Stock 2016-11-28 4 S 0 6000 46.5087 D 35998.7082 D Common Stock 3.351 I By Company's Employee Stock Purchase Plan Common Stock 3.704 I By Company's 401(k) Plan Employee Stock Option (right to buy) 20.69 2016-11-28 4 M 0 6000 D 2021-02-09 Common Stock 6000 0 D Includes balances of 333 Restricted Stock Units granted 2/12/2014, 266 granted 2/12/2014, 666 granted 2/11/2015, and 1100 granted 2/10/2016, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2011 grant date. 1 for 1. William K. Piotrowski, pursuant to a Power of Attorney 2016-11-29