0000009984-16-000202.txt : 20161123 0000009984-16-000202.hdr.sgml : 20161123 20161123141916 ACCESSION NUMBER: 0000009984-16-000202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 162016104 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-22 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2016-11-22 4 M 0 10000 20.69 A 91582.5503 D Common Stock 2016-11-22 4 S 0 10000 46.2198 D 81582.5503 D Common Stock 5283.5845 I By Company's Employee Stock Purchase Plan Common Stock 1885.839 I By Company's 401(k) Plan Employee Stock Option (right to buy) 20.69 2016-11-22 4 M 0 10000 D 2021-02-09 Common Stock 10000 0 D Includes balances of 1,633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3,799 granted 2/11/2015 and 7,000 granted 2/10/2016, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2011 grant date. 1 for 1. William K. Piotrowski, pursuant to a Power of Attorney 2016-11-23