0000009984-14-000033.txt : 20140227 0000009984-14-000033.hdr.sgml : 20140227 20140227153600 ACCESSION NUMBER: 0000009984-14-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140225 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnhart Richard R CENTRAL INDEX KEY: 0001570926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 14648659 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-25 0000009984 BARNES GROUP INC B 0001570926 Barnhart Richard R BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, BGI; Pres, Barnes Aero Common Stock 2014-02-25 4 M 0 2775 15.265 A 39122 D Common Stock 2014-02-25 4 S 0 2775 36.8033 D 36347 D Common Stock 2014-02-25 4 M 0 4725 15.265 A 41072 D Common Stock 2014-02-25 4 S 0 3011 36.6645 D 38061 D Common Stock 2014-02-25 4 M 0 10000 11.45 A 48061 D Common Stock 2014-02-25 4 S 0 5696 36.6645 D 42365 D Common Stock 1204.061 I By Company's Employee Stock Purchase Plan Common Stock 2389.29 I By Company's 401(k) Plan Stock Option-Right to Buy 15.265 2014-02-25 4 M 0 2775 D 2020-02-08 Common Stock 2775 4725 D Stock Option-Right to Buy 15.265 2014-02-25 4 M 0 4725 D 2020-02-08 Common Stock 4725 0 D Stock Option-Right to Buy 11.45 2014-02-25 4 M 0 10000 D 2019-02-10 Common Stock 10000 0 D Includes balances of 1565 Restricted Stock Units granted 2/25/2010, 976 granted 2/8/2012, 2195 granted 2/12/2013, 9100 granted 8/1/2013, 3900 granted on 2/12/2014, and 1465 Performance Share Awards granted 2/8/2012 and 2195 granted 2/12/2013 and 6400 granted on 2/12/2014, that are subject to forfeiture if certain events occur. The options vests in three equal annual installments begining on August 8, 2011, 2012 and 2013. The options vests in three equal annual installments begining on August 10, 2010, 2011 and 2012. 1 for 1. Monique B. Marchetti, pursuant to Power of Attorney 2014-02-27