0000009984-14-000024.txt : 20140212 0000009984-14-000024.hdr.sgml : 20140212 20140212203229 ACCESSION NUMBER: 0000009984-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140212 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 14602488 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-12 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2014-02-12 4 A 0 6900 0 A 129874.22 D Common Stock 2014-02-12 4 A 0 11500 0 A 141374.22 D Common Stock 5283.5845 I By Company's Employee Stock Purchase Plan Common Stock 1360.924 I By Company's 401(k) Plan Stock Option-Right to Buy 37.13 2014-02-12 4 A 0 13200 A 2024-02-12 Common Stock 13200 13200 D Reporting Person has received 6900 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 11500 Performance Share Awards that are subject to forfeiture if certain events occur. Includes balances of 4861 Restricted Stock Units granted 2/9/2011, 18800 granted 2/8/2012, 4933 granted 2/8/2012, 8400 granted 2/12/2013 and 9600 granted 5/2/2013, and 7300 Performance Share Awards granted 2/9/2011, 12300 granted 2/8/2012 and 14000 granted 2/12/2013 that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 2/12/2014. 1 for 1. Monique B. Marchetti, pursuant to a Power of Attorney 2014-02-12