0000009984-14-000020.txt : 20140212 0000009984-14-000020.hdr.sgml : 20140212 20140212202920 ACCESSION NUMBER: 0000009984-14-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140212 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnhart Richard R CENTRAL INDEX KEY: 0001570926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 14602476 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-12 0000009984 BARNES GROUP INC B 0001570926 Barnhart Richard R BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, BGI; Pres, Barnes Aero Common Stock 2014-02-12 4 A 0 3900 0 A 29947 D Common Stock 2014-02-12 4 A 0 6400 0 A 36347 D Common Stock 1204.061 I By Company's Employee Stock Purchase Plan Common Stock 2389.29 I By Company's 401(k) Plan Stock Option-Right to Buy 37.13 2014-02-12 4 A 0 7400 A 2024-02-12 Common Stock 7400 7400 D Reporting Person has received 3900 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 6400 Performance Share Awards that are subject to forfeiture if certain events occur. Includes balances of 1565 Restricted Stock Units granted 2/25/2010, 976 granted 2/8/2012, 2195 granted 2/12/2013 and 9100 granted 8/1/2013, and 1465 Performance Share Awards granted 2/8/2012 and 2195 granted 2/12/2013, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 2/12/2014. 1 for 1. Monique B. Marchetti, pursuant to Power of Attorney 2014-02-12