0000009984-13-000128.txt : 20131115 0000009984-13-000128.hdr.sgml : 20131115 20131115161315 ACCESSION NUMBER: 0000009984-13-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131114 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 131224088 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-14 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2013-11-14 4 M 0 12400 15.265 A 135645.3541 D Common Stock 2013-11-14 4 S 0 12400 36.0621 D 123245.3541 D Common Stock 2013-11-14 4 M 0 10000 15.265 A 133245.3541 D Common Stock 2013-11-14 4 S 0 7056 36.0586 D 126189.3541 D Common Stock 5283.5845 I By Company's Employee Stock Purchase Plan Common Stock 1328.58 I By Company's 401(k) Plan Employee Stock Option-RIght to Buy 15.265 2013-11-14 4 M 0 22400 D 2020-02-08 Common Stock 22400 0 D Includes balances of 4861 Restricted Stock Units granted 2/9/2011, 28200 granted 2/8/2012, 4933 granted 2/8/2012, 8400 granted 2/12/2013 and 9600 granted 5/2/2013, and 7300 Performance Share Awards granted 2/9/2011, 12300 granted 2/8/2012 and 14000 granted 2/12/2013, that are subject to forfeiture if certain events occur. The option vests in three equal installments on August 8, 2011, 2012 and 2013. 1 for 1. Monique B. Marchetti, pursuant to a Power of Attorney 2013-11-15