0000009984-13-000127.txt : 20131108 0000009984-13-000127.hdr.sgml : 20131108 20131108165445 ACCESSION NUMBER: 0000009984-13-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 131205489 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-07 0000009984 BARNES GROUP INC B 0001007661 BARNES THOMAS O BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 1 0 0 0 Common Stock 2013-11-07 4 S 0 250 36.3948 D 415716 I Trust #42-01-100-8546559 Common Stock 2013-11-07 4 S 0 52 36.3948 D 76185 I Trust #42-01-100-8550714 Common Stock 2013-11-07 4 S 0 90 36.3948 D 161512 I Trust #42-01-100-8550720 Common Stock 2013-11-07 4 S 0 280 36.3948 D 485106 I Trust #42-01-100-8550719 Common Stock 2013-11-07 4 S 0 230 36.3948 D 412840 I Trust #42-01-100-8546558 Common Stock 2013-11-07 4 S 0 50 36.3948 D 84382 I Trust #42-01-100-8550713 Common Stock 2013-11-07 4 S 0 1544 36.2071 D 388975.6524 D Common Stock 2013-11-08 4 S 0 5456 36.73 D 383519.6524 D Common Stock 33711.853 I By 401(k) Plan Common Stock 39356 I Trust #42-01-100-8546568 Common Stock 4107.1938 I By my wife Common Stock 154266 I Trust #CF-2078 Common Stock 127172 I Trust #CF-2363 Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.23, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Includes 3553 Restricted Stock Units granted 2/12/13 that are subject to forfeiture if certain events occur. Monique B. Marchetti, pursuant to Power of Attorney 2013-11-08