0000009984-13-000050.txt : 20130304 0000009984-13-000050.hdr.sgml : 20130304 20130304160223 ACCESSION NUMBER: 0000009984-13-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 13661590 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-01 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 President and CEO Common Stock 2013-03-01 4 A 0 13600 0 A 177308.158 D Common Stock 2013-03-01 4 A 0 22600 0 A 199908.158 D Common Stock 4090.375 I By Company's 401(k) Plan Stock Option-Right to Buy 26.32 2013-03-01 4 A 0 25300 A 2023-03-01 Common Stock 25300 25300 D Reporting Person has received 13600 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 22600 Performance Share Awards that are subject to forfeiture if certain events occur. Includes balances of 3563 Restricted Stock Units granted 2/10/09, 13080 granted 2/10/09, 5900 granted 2/9/2011, 7100 granted 2/8/12 and 8200 granted 2/12/13, and 5900 Performance Share Awards granted 2/9/11, 11800 granted 2/8/12 and 13700 granted 2/12/13, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 3/1/2013. 1 for 1. Monique B. Marchetti, pursuant to Power of Attorney 2013-03-04