0000009984-13-000030.txt : 20130214 0000009984-13-000030.hdr.sgml : 20130214 20130214171915 ACCESSION NUMBER: 0000009984-13-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J CENTRAL INDEX KEY: 0001453850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 13616039 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-12 0000009984 BARNES GROUP INC B 0001453850 STEPHENS CHRISTOPHER J BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 SVP, Finance and CFO Common Stock 2013-02-12 4 A 0 8400 0 A 101945.3783 D Common Stock 2013-02-12 4 A 0 14000 0 A 115945.3783 D Common Stock 5229.9502 I By Company's Employee Stock Purchase Plan Common Stock 1174.312 I By Company's 401(k) Plan Stock Option-Right to Buy 24.24 2013-02-12 4 A 0 15700 A 2023-02-12 Common Stock 15700 15700 D Reporting Person has received 8400 Restricted Stock Units that are subject to forfeiture if certain events occur. Reporting Person has received 14000 Performance Share Awards that are subject to forfeiture if certain events occur. Includes balances of 2097 Restricted Stock Units granted 2/10/09, 7300 granted 2/9/11, 28200 granted 2/8/12 and 7400 granted 2/8/12, and 7300 Performance Share Awards granted 2/9/11 and 12300 granted 2/8/12, that are subject to forfeiture if certain events occur. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 2/12/2013. 1 for 1. Monique B. Marchetti, pursuant to a Power of Attorney 2013-02-14