0000009984-12-000037.txt : 20120221 0000009984-12-000037.hdr.sgml : 20120220 20120221152719 ACCESSION NUMBER: 0000009984-12-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey Patrick CENTRAL INDEX KEY: 0001307654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 12626662 MAIL ADDRESS: STREET 1: 123 MAIN STREET CITY: BRISTOL STATE: CT ZIP: 06011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-17 0000009984 BARNES GROUP INC B 0001307654 Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06010 0 1 0 0 Sr VP, Chief Operating Officer Common Stock 2012-02-17 4 M 0 9000 18.6275 A 156346.158 D Common Stock 2012-02-17 4 M 0 11392 11.45 A 167738.158 D Common Stock 2012-02-17 4 S 0 20392 28.00 D 147346.158 D Common Stock 4063.053 I By Company's 401(k) Plan Stock Option-RIght to Buy 18.6275 2012-02-17 4 M 0 9000 D 2016-02-15 Common Stock 9000 15000 D Stock Option-Right to Buy 11.45 2012-02-17 4 M 0 11392 D 2019-02-10 Common Stock 11392 28466 D Transaction is made in accordance with a 10b5-1 Plan. Includes balances of 1016 Restricted Stock Units granted 10/5/07, 7126 granted 2/10/09, 17440 granted 2/10/09, 5927 granted 2/8/10, 5900 granted 2/9/2011 and 7100 granted 2/8/12, and 5900 Performance Share Awards granted 2/9/11 and 11800 granted 2/8/12, that are subject to forfeiture if certain events occur. The options vest in three equal installments on August 15, 2007, 2008 and 2009. 1 for 1. The options vest in three equal installments on August 10, 2010, 2011 and 2012. Monique B. Marchetti, pursuant to Power of Attorney 2012-02-21