-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LpoJUukw/Kwwue4VUXPgqTY8ro/dCi+uJQjAYb9sjINISlbENU/xKGKAPQR/8M+W hrpE/fg0BzlazSoWbh7kJw== 0000009984-09-000086.txt : 20090908 0000009984-09-000086.hdr.sgml : 20090907 20090908163239 ACCESSION NUMBER: 0000009984-09-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090904 FILED AS OF DATE: 20090908 DATE AS OF CHANGE: 20090908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES SIGNE S CENTRAL INDEX KEY: 0001196438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 091058354 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-04 0000009984 BARNES GROUP INC B 0001196438 GATES SIGNE S BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Gen. Counsel & Sec. Common Stock 2009-09-04 4 M 0 15100 14.77 A 0 D Common Stock 2009-09-04 4 M 0 9666 14.5575 A 0 D Common Stock 2009-09-04 4 M 0 2810 14.495 A 0 D Common Stock 2009-09-04 4 M 0 4226 13.60 A 0 D Common Stock 2009-09-04 4 M 0 11198 13.3875 A 0 D Common Stock 2009-09-04 4 S 0 43000 15.0837 D 108783.539 D Employee Stk Option-Right to Buy 14.77 2009-09-04 4 M 0 15100 D 2014-02-11 Common Stock 15100 0 D Employee Stk Option-Right to Buy 14.5575 2009-09-04 4 M 0 9666 D 2012-02-05 Common Stock 9666 0 D Employee Stk Option-Right to Buy 14.495 2009-09-04 4 M 0 2810 D 2011-02-06 Common Stock 2810 0 D Employee Stk Option-Right to Buy 13.60 2009-09-04 4 M 0 4226 D 2011-02-06 Common Stock 4226 0 D Employee Stk Option-Right to Buy 13.3875 2009-09-04 4 M 0 11198 D 2011-02-06 Common Stock 11198 35476 D Transaction is made in accordance with a 10b5-1 Plan. Includes 3332 restricted stock units from 2/15/06 grant, 3596 from 2/14/07 grant, 4500 from 2/13/08 grant and 9700 from 2/10/09 grant, and balances of 1800 performance share awards from 2/14/07 grant and 3000 from 2/13/08 grant, that are subject for forfeiture if certain events occur. The options fully vested on 8/11/2008. 1 for 1. The options vested 100% immediately on 4/29/2005. The options vested 100% immediately on 10/29/2003. The options vested 100% immediately on 4/29/2004. The options vested 100% immediately on 2/26/2004. Signe S. Gates 2009-09-08 -----END PRIVACY-ENHANCED MESSAGE-----