-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WxwCH6OiBiLPZu6goCGvv9h1Iifbslg9GGiY/JxStc/k9nXJWrMu1L/oC4YB0HUX w18vbBV0nZbUwuT+XEmy3Q== 0000009984-07-000145.txt : 20071203 0000009984-07-000145.hdr.sgml : 20071203 20071203161526 ACCESSION NUMBER: 0000009984-07-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071203 DATE AS OF CHANGE: 20071203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES SIGNE S CENTRAL INDEX KEY: 0001196438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 071280828 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-30 0000009984 BARNES GROUP INC B 0001196438 GATES SIGNE S BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Gen. Counsel & Sec. Common Stock 2007-11-30 4 M 0 2696 17.175 A 0 D Common Stock 2007-11-30 4 M 0 1910 17.175 A 0 D Common Stock 2007-11-30 4 M 0 13330 17.175 A 0 D Common Stock 2007-11-30 4 S 0 17936 31.5224 D 103845.0167 D Common Stock 76.194 I By Company's 401(k) Plan Employee Stk Option-Right to Buy 17.175 2007-11-30 4 M 0 2696 D 2010-02-10 Common Stock 2696 0 D Employee Stk Option-Right to Buy 17.175 2007-11-30 4 M 0 1910 D 2010-02-10 Common Stock 1910 0 D Employee Stk Option-Right to Buy 17.175 2007-11-30 4 M 0 13330 D 2011-02-06 Common Stock 13330 15452 D Includes a balance of 11,000 Restricted Stock Units granted 4/14/04, a balance of 8,000 Restricted Stock Units and a balance of 4,000 Performance Share Awards granted 2/16/05, 10,000 Restricted Stock Units and a balance of 3,200 Performance Share Awards granted 2/15/06, and 5,400 Restricted Stock Units and 5,400 Performance Share Awards granted 2/14/07 that are subject to forfeiture if certain events occur. The options vested 100% immediately on 8/29/2005 1 for 1. Signe S. Gates 2007-12-03 -----END PRIVACY-ENHANCED MESSAGE-----