-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFyiY/QG7E2OyvXZ5OEEUDGKN98ZHjys6VAaX8h1NCp4Ss0EKurBCz16hwgN163Z IJra5o5yb5KBk14WxKWs5w== 0000009984-07-000142.txt : 20071119 0000009984-07-000142.hdr.sgml : 20071119 20071119144921 ACCESSION NUMBER: 0000009984-07-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071116 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 071255980 BUSINESS ADDRESS: BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-16 0000009984 BARNES GROUP INC B 0001007661 BARNES THOMAS O BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 1 0 0 0 Common Stock 2007-11-16 4 M 0 25000 15.375 A 0 D Common Stock 2007-11-16 4 S 0 25000 34.056 D 307224 D Common Stock 6039.1454 I By Employee Stock Purchase Plan Common Stock 22161.863 I By 401(k) Plan Common Stock 2095.2765 I By my wife Common Stock 341796 I Trust #CF-2078 Common Stock 245531 I Trust #CF-2363 Common Stock 39356 I Trust #42-01-100-8546568 Common Stock 418768 I Trust #42-01-100-8546559 Common Stock 76470 I Trust #42-01-100-8550714 Common Stock 161652 I Trust #42-01-100-8550720 Common Stock 487540 I Trust #42-01-100-8550719 Common Stock 414756 I Trust #42-01-100-8546558 Common Stock 84432 I Trust #42-01-100-8550713 Employee Stk Option-Right to Buy 15.375 2007-11-16 4 M 0 25000 D 2008-12-07 Common Stock 25000 25000 D Includes 4,000 Restricted Stock Units granted 2/13/2003, 3,100 granted 4/14/2004, a balance of 1,610 granted 2/15/06 and 2,686 granted on 2/14/07 that are subject to forfeiture if certain events occur. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest. The options fully vested on 12/7/2002. 1 for 1. Signe S. Gates, Pursuant to a Power of Atty 2007-11-19 -----END PRIVACY-ENHANCED MESSAGE-----