-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K8Vr1RtbO99ZbEi7KqWQ+ES4E5hXWALelLtdeBUgSKLcCbDtsvE+KS97XPtgobDC 1tNOi/XuTNrhI5je8qsOrA== 0000009984-07-000131.txt : 20071009 0000009984-07-000131.hdr.sgml : 20071008 20071009151546 ACCESSION NUMBER: 0000009984-07-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071008 FILED AS OF DATE: 20071009 DATE AS OF CHANGE: 20071009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEFORTE JOSEPH D CENTRAL INDEX KEY: 0001196434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 071162436 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-08 0000009984 BARNES GROUP INC B 0001196434 DEFORTE JOSEPH D BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Vice President, Tax Common Stock 2007-10-08 4 S 0 20000 34.00 D 0 D Common Stock 2007-10-08 4 M 0 4134 14.77 A 0 D Common Stock 2007-10-08 4 M 0 4174 14.62 A 0 D Common Stock 2007-10-08 4 M 0 5576 13.6225 A 0 D Common Stock 2007-10-08 4 M 0 9372 14.7975 A 0 D Common Stock 2007-10-08 4 S 0 23256 34.00 D 84186.7358 D Common Stock 419.3236 I By Company's Employee Stock Purchase Plan Common Stock 707.438 I By Company's 401(k) Plan Employee Stk Option-Right to Buy 14.77 2007-10-08 4 M 0 4134 D 2014-02-11 Common Stock 4134 2066 D Employee Stk Option-Right to Buy 14.62 2007-10-08 4 M 0 4174 D 2009-10-15 Common Stock 4174 0 D Employee Stk Option-Right to Buy 13.6225 2007-10-08 4 M 0 5576 D 2009-10-15 Common Stock 5576 0 D Employee Stk Option-Right to Buy 14.7975 2007-10-08 4 M 0 9372 D 2010-02-10 Common Stock 9372 0 D Transaction is made in accordance with a 10b5-1 plan. Includes a balance of 4,000 Restricted Stock Units granted 4/14/04, a balance of 3,000 Restricted Stock Units and a balance of 1,500 Performance Share Awards granted 2/16/05, 3,400 Restricted Stock Units and a balance of 1,333 Performance Share Awards granted 2/15/06, and 2,100 Restricted Stock Units and 2,100 Performance Share Awards granted 2/14/07 that are subject to forfeiture if certain events occur. The options vest in three equal installments on the 9th, 30th and 54th months from the grant date. 1 for 1. The options vest 100% immediately on 11/17/2003. The options vest 100% immediately on 2/19/2004. The options vest 100% immediately on 5/26/2005. Signe S. Gates, pursuant to a Power of Atty 2007-10-09 -----END PRIVACY-ENHANCED MESSAGE-----