-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVxVw3irxcuRivaYPEXpLE15EO6q5o5dhgfImso0lhMS+fsG8x4id22yF6BWa4e3 NOtIsI9a3HQDwQHko084iA== 0000009984-07-000001.txt : 20070122 0000009984-07-000001.hdr.sgml : 20070122 20070122175744 ACCESSION NUMBER: 0000009984-07-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES THOMAS O CENTRAL INDEX KEY: 0001007661 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 07544273 BUSINESS ADDRESS: BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: C/O BARNES GROUP INC STREET 2: PO BOX 489 CITY: BRISTOL STATE: CT ZIP: 06011-0489 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000009984 BARNES GROUP INC B 0001007661 BARNES THOMAS O BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 1 0 0 0 Common Stock 2006-02-27 5 G 0 2720 0 D 605914 I Trust #CF-2078 Common Stock 2006-03-02 5 G 0 340 0 A 306502 D Common Stock 2006-05-03 5 G 0 340 0 D 305822 D Common Stock 5785.3769 I By Company's Employee Stock Purchase Plan Common Stock 21381.202 I By Company's 401(k) Plan Common Stock 2065.0788 I By my Wife Common Stock 39356 I Trust #42-01-100-8546568 Common Stock 418768 I Trust #42-01-100-8546559 Common Stock 76470 I Trust #42-01-100-8550714 Common Stock 161652 I Trust #42-01-100-8550720 Common Stock 487540 I Trust #42-01-100-8550719 Common Stock 414756 I Trust #42-01-100-8546558 Common Stock 84432 I Trust #42-01-100-8550713 Gift from H.F. Barnes Trust No. CF2078 of 340 shares to each of 8 recipients, including Reporting Person, for total of 2,720 shares. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife and the Trusts except to the extent of his pecuniary interest. Includes 4,000 Restricted Stock Units granted 2/13/2003, 3,100 granted 4/14/2004, a balance of 2,000 granted 2/17/05 and 3,220 granted 2/15/06 that are subject to forfeiture if certain events occur. Effective June 1, 2006, the Reporting Person was removed as custodian on the share accounts held by his son, Elijah Barnes, and will no longer be reported. On June 9, 2006, the common stock split 2 for 1 in the form of a 100 percent stock dividend, which is reflected in the end of period holdings on this ownership report. Thomas O. Barnes 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----