-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwYYfYoxsqcIE24rfLmA76RZD9Sy2BBYRCt3wLjVFTiXiZm8E35+Dqi7CWwrdMfU 9WkWYX+9z07jvCDaOOYs7g== 0000009984-06-000203.txt : 20061025 0000009984-06-000203.hdr.sgml : 20061025 20061025152444 ACCESSION NUMBER: 0000009984-06-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061023 FILED AS OF DATE: 20061025 DATE AS OF CHANGE: 20061025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEFORTE JOSEPH D CENTRAL INDEX KEY: 0001196434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 061162779 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-23 0000009984 BARNES GROUP INC B 0001196434 DEFORTE JOSEPH D BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Vice President, Tax Common Stock 2006-10-23 4 M 0 1034 12.525 A 0 D Common Stock 2006-10-23 4 M 0 3738 12.365 A 0 D Common Stock 2006-10-23 4 M 0 6378 13.18 A 0 D Common Stock 2006-10-23 4 M 0 5652 13.165 A 0 D Common Stock 2006-10-23 4 S 0 16802 20.2027 D 0 D Common Stock 2006-10-24 4 M 0 2486 13.165 A 0 D Common Stock 2006-10-24 4 M 0 5684 13.115 A 0 D Common Stock 2006-10-24 4 M 0 3520 13.115 A 0 D Common Stock 2006-10-24 4 M 0 2002 12.615 A 0 D Common Stock 2006-10-24 4 M 0 11508 12.8075 A 0 D Common Stock 2006-10-24 4 S 0 25200 20.2133 D 102545.7358 D Common Stock 419.3236 I By Company's Employee Stock Purchase Plan Common Stock 253.526 I By Company's 401(k) Plan Employee Stk Option-Right to Buy 12.525 2006-10-23 4 M 0 1034 D 2009-10-15 Common Stock 1034 0 D Employee Stk Option-Right to Buy 12.365 2006-10-23 4 M 0 3738 D 2009-10-15 Common Stock 3738 0 D Employee Stk Option-Right to Buy 13.18 2006-10-23 4 M 0 6378 D 2009-10-15 Common Stock 6378 0 D Employee Stk Option-Right to Buy 13.165 2006-10-23 4 M 0 5652 D 2009-10-15 Common Stock 5652 2486 D Employee Stk Option-Right to Buy 13.165 2006-10-24 4 M 0 2486 D 2009-10-15 Common Stock 2486 0 D Employee Stk Option-Right to Buy 13.115 2006-10-24 4 M 0 5684 D 2009-10-15 Common Stock 5684 0 D Employee Stk Option-Right to Buy 13.115 2006-10-24 4 M 0 3520 D 2010-02-10 Common Stock 3520 0 D Employee Stk Option-Right to Buy 12.615 2006-10-24 4 M 0 2002 D 2015-02-16 Common Stock 2002 3998 D Employee Stk Option-Right to Buy 12.8075 2006-10-24 4 M 0 11508 D 2010-02-10 Common Stock 11508 0 D Includes a balance of 7,000 Restricted Stock Units granted 2/12/03, 8,000 granted 4/14/04 and 4,500 Restricted Stock Units and a balance of 3,000 Performance Share Awards granted 2/16/05 and 3,400 Restricted Stock Units and 2,000 Performance Share Awards granted 2/15/06 that are subject to forfeiture if certain events occur. The option vests 100% immediately on 5/7/2002. 1 for 1. The option vests 100% immediately on 8/19/2003. The option vests 100% immediately on 5/25/2004. The option vests 100% immediately on 8/19/2004. The option vests 100% immediately on 11/26/2004. The options vest at the rate of 33.334% on the 18th month and 33.333% on the 30th and 42nd months beginning 2/16/ 05. The options vest 100% immediately on 2/24/2005. Nancy M. Clark, pursuant to a Power of Attorney 2006-10-25 -----END PRIVACY-ENHANCED MESSAGE-----