-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DmNv4iNaMH/LN+IgxMZOvCXj8tCQj/3ghhL1WH6o6TfPhmA+tJbXT94Z6+G5dkxA W9Dwhtx54k4tfH9uTuItZw== 0000009984-04-000175.txt : 20040830 0000009984-04-000175.hdr.sgml : 20040830 20040830151443 ACCESSION NUMBER: 0000009984-04-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040826 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES SIGNE S CENTRAL INDEX KEY: 0001196438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 041005282 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-26 0000009984 BARNES GROUP INC B 0001196438 GATES SIGNE S BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Gen. Counsel & Sec. Common Stock 2004-08-26 4 M 0 2019 18.21 A 0 D Common Stock 2004-08-26 4 F 0 1584 26.595 D 0 D Common Stock 2004-08-26 4 M 0 473 18.75 A 0 D Common Stock 2004-08-26 4 F 0 378 26.595 D 0 D Common Stock 2004-08-26 4 M 0 3334 19.12 A 0 D Common Stock 2004-08-26 4 F 0 2692 26.595 D 0 D Common Stock 2004-08-26 4 M 0 13404 19.63 A 0 D Common Stock 2004-08-26 4 F 0 10999 26.595 D 0 D Common Stock 2004-08-26 4 M 0 1448 19.63 A 0 D Common Stock 2004-08-26 4 F 0 1189 26.595 D 0 D Common Stock 2004-08-26 4 M 0 19486 19.66 A 0 D Common Stock 2004-08-26 4 F 0 16004 26.595 D 64975.6714 D Common Stock 6554.3781 I By Employee Stk Purchase Plan Common Stock 4538.802 I By 401(k) Plan Employee Stk Option-Right to Buy 18.21 2004-08-26 4 M 0 2019 D 2011-02-06 Common Stock 2019 0 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 1584 A 2004-08-26 2011-02-06 Common Stock 1584 1584 D Employee Stk Option-Right to Buy 18.75 2004-08-26 4 M 0 473 D 2010-02-10 Common Stock 473 0 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 378 A 2004-08-26 2010-02-10 Common Stock 378 378 D Employee Stk Option-Right to Buy 19.12 2004-08-26 4 M 0 3334 D 2013-02-13 Common Stock 3334 0 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 2692 A 2004-08-26 2013-02-13 Common Stock 2692 2692 D Employee Stk Option-Right to Buy 19.63 2004-08-26 4 M 0 13404 D 2010-02-10 Common Stock 13404 0 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 10999 A 2004-08-26 2010-02-10 Common Stock 10999 10999 D Employee Stk Option-Right to Buy 19.63 2004-08-26 4 M 0 1448 D 2011-02-06 Common Stock 1448 0 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 1189 A 2004-08-26 2011-02-06 Common Stock 1189 1189 D Employee Stk Option-Right to Buy 19.66 2004-08-26 4 M 0 19486 D 2009-06-01 Common Stock 19486 10514 D Employee Stk Option-Right to Buy 26.595 2004-08-26 4 A 0 16004 A 2004-08-26 2009-06-01 Common Stock 16004 16004 D Includes 20,000 Restricted Stock Units granted 2/12/03 and 11,000 granted 4/14/04 that are subject to forfeiture if certain events occur. The options vest in three equal annual installments, with the first installment vesting on 2/6/2002. The options vest 100% immediately on 11/15/00. The options vest 33.3% on the 1st, 3rd, and 5th anniversary of grant date with the first installment vesting on 2/13/04. The options vest 100% immediately on 2/26/03. The options vest in four equal annual installments with the first installment vesting on 6/1/00. 1 for 1 Nancy M. Clark, pursuant to a Power of Atty 2004-08-30 -----END PRIVACY-ENHANCED MESSAGE-----