-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8vtJUEXP5vqttLu7E7+97anEtqFHvUfEpmdSxxFG3kTNqXruyq/WBxTlA8Tvlrz a8SprVxuTiPhJtFbuGUfBw== 0000009984-04-000046.txt : 20040224 0000009984-04-000046.hdr.sgml : 20040224 20040224135412 ACCESSION NUMBER: 0000009984-04-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODRICH PHILIP A CENTRAL INDEX KEY: 0001196439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04801 FILM NUMBER: 04624316 BUSINESS ADDRESS: STREET 1: BARNES GROUP INC STREET 2: 123 MAIN ST. CITY: BRISTOL STATE: CT ZIP: 06011-0489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES GROUP INC CENTRAL INDEX KEY: 0000009984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 060247840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605837070 MAIL ADDRESS: STREET 1: 123 MAIN ST CITY: BRISTOL STATE: CT ZIP: 06010 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED SPRING CORP DATE OF NAME CHANGE: 19760518 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0000009984 BARNES GROUP INC B 0001196439 GOODRICH PHILIP A BARNES GROUP INC. 123 MAIN STREET BRISTOL CT 06011-0489 0 1 0 0 Sr. VP, Corporate Development Common Stock 2004-02-23 4 M 0 2989 17.00 A 0 D Common Stock 2004-02-23 4 F 0 2235 26.90 D 0 D Common Stock 2004-02-23 4 M 0 12000 18.21 A 0 D Common Stock 2004-02-23 4 F 0 9344 26.90 D 0 D Common Stock 2004-02-23 4 M 0 3334 19.12 A 0 D Common Stock 2004-02-23 4 F 0 2674 26.90 D 70580 D Common Stock 689.2272 I By Employee Stk Purchase Plan Common Stock 3045.77 I By 401 (k) Plan Employee Stk Option-Right to Buy 17.00 2004-02-23 4 M 0 2989 D 2000-12-06 2009-12-06 Common Stock 2989 0 D Employee Stk Option-Right to Buy 26.90 2004-02-23 4 A 0 2235 A 2004-02-23 2009-12-06 Common Stock 2235 2235 D Employee Stk Option-Right to Buy 18.21 2004-02-23 4 M 0 12000 D 2002-02-06 2011-02-06 Common Stock 12000 0 D Employee Stk Option-Right to Buy 26.90 2004-02-23 4 A 0 9344 A 2004-02-23 2011-02-06 Common Stock 9344 9344 D Employee Stk Option-Right to Buy 19.12 2004-02-23 4 M 0 3334 D 2002-02-13 2013-02-13 Common Stock 3334 0 D Employee Stk Option-Right to Buy 26.90 2004-02-23 4 A 0 2674 A 2004-02-23 2013-02-13 Common Stock 2674 2674 D Includes 20,000 Restricted Stock Units granted 2/12/03 and 11,000 granted 2/11/04 that are subject to forfeiture if certain events occur. The options vest in four equal annual installments beginning on 12/6/2000. Security converts to common stock on a one for one basis. The options vest in three equal annual installments beginning on 2/6/2002. The options vest at 33-1/3% on the first, third and fifth anniversaries of the grant date, with the first installment vesting on 2/13/2004. Signe S. Gates, pursuant to a Power of Atty 2004-02-24 -----END PRIVACY-ENHANCED MESSAGE-----