0000099771-19-000030.txt : 20190307 0000099771-19-000030.hdr.sgml : 20190307 20190307181731 ACCESSION NUMBER: 0000099771-19-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190307 DATE AS OF CHANGE: 20190307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deutsch James F. CENTRAL INDEX KEY: 0001561111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50266 FILM NUMBER: 19667039 MAIL ADDRESS: STREET 1: C/O STERLING NATIONAL BANK STREET 2: 400 RELLA BOULEVARD CITY: MONTEBELLO STATE: NY ZIP: 10901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY CAPITAL CORP CENTRAL INDEX KEY: 0000099771 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 850242376 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 TRINITY DRIVE CITY: LOS ALAMOS STATE: NM ZIP: 87544 BUSINESS PHONE: 505 662 5171 MAIL ADDRESS: STREET 1: 1200 TRINITY DRIVE CITY: LOS ALAMOS STATE: NM ZIP: 87544 4 1 form4.xml X0306 4 2019-03-07 0000099771 TRINITY CAPITAL CORP TRIN 0001561111 Deutsch James F. C/O STERLING NATIONAL BANK 400 RELLA BOULEVARD MONTEBELLO NY 10901 true Voting common stock 2019-03-08 4 D 0 211 D 0 D Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. All outstanding securities issued by Trinity Capital Corp (the "Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated November 1, 2018, (the "Merger Agreement") between the Issuer, its wholly owned subsidiary Los Alamos National Bank, Enterprise Financial Services Corp ("EFSC") and Enterprise Bank & Trust, pursuant to which, on March 8, 2019, the Issuer merged with and into EFSC, with EFSC being the surviving corporation. Jennifer Pearson Attorney-in-Fact for James F. Deutsch 2019-03-07