0000099771-19-000030.txt : 20190307
0000099771-19-000030.hdr.sgml : 20190307
20190307181731
ACCESSION NUMBER: 0000099771-19-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190307
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deutsch James F.
CENTRAL INDEX KEY: 0001561111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50266
FILM NUMBER: 19667039
MAIL ADDRESS:
STREET 1: C/O STERLING NATIONAL BANK
STREET 2: 400 RELLA BOULEVARD
CITY: MONTEBELLO
STATE: NY
ZIP: 10901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRINITY CAPITAL CORP
CENTRAL INDEX KEY: 0000099771
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 850242376
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
BUSINESS PHONE: 505 662 5171
MAIL ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
4
1
form4.xml
X0306
4
2019-03-07
0000099771
TRINITY CAPITAL CORP
TRIN
0001561111
Deutsch James F.
C/O STERLING NATIONAL BANK
400 RELLA BOULEVARD
MONTEBELLO
NY
10901
true
Voting common stock
2019-03-08
4
D
0
211
D
0
D
Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
All outstanding securities issued by Trinity Capital Corp (the "Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated November 1, 2018, (the "Merger Agreement") between the Issuer, its wholly owned subsidiary Los Alamos National Bank, Enterprise Financial Services Corp ("EFSC") and Enterprise Bank & Trust, pursuant to which, on March 8, 2019, the Issuer merged with and into EFSC, with EFSC being the surviving corporation.
Jennifer Pearson Attorney-in-Fact for James F. Deutsch
2019-03-07