EX-99.3 4 d74631_ex99-3.txt Exhibit 99.3 EXHIBIT B SCHEDULE OF REQUIRED AMOUNT FOR JOINT FIDELITY BOND
GROSS ASSETS MINIMUM AMOUNT 6/30/2008 OF BOND UNDER FUND/ENTITY (000 OMITTED) RULE 17g-1 ------------------------------------------------------ ------------- -------------- Seligman Capital Fund, Inc. $ 418,416 $ 750,000 Seligman Cash Management Fund, Inc. 212,760 600,000 Seligman Common Stock Fund, Inc. 184,091 600,000 Seligman Communications & Information Fund, Inc. 3,573,051 2,300,000 Seligman Frontier Fund, Inc. 61,171 400,000 Seligman Growth Fund, Inc. 446,597 750,000 Seligman Global Fund Series, Inc.: Emerging Markets Fund 131,495 Global Growth Fund 37,934 Global Smaller Companies Fund 187,164 Global Technology Fund 359,111 International Growth Fund 76,465 ------------ 792,169 1,000,000 Seligman High Income Fund Series: High-Yield Fund 222,126 U.S. Government Securities Fund 75,550 ------------ 297,676 750,000 Seligman Income & Growth Fund, Inc. 66,357 400,000 Seligman Core Fixed Income Fund, Inc. 26,251 300,000 Seligman LaSalle International Real Estate Fund, Inc. 140,087 525,000 Seligman LaSalle Real Estate Fund Series, Inc. Seligman LaSalle Monthly Dividend Real Estate Fund 53,160 Seligman LaSalle Global Real Estate Fund 27,309 ------------ 80,469 450,000 Seligman Municipal Fund Series, Inc.: National Series 61,661 Colorado Series 31,520 Georgia Series 25,665 Louisiana Series 26,406 Maryland Series 33,478 Massachusetts Series 61,035 Michigan Series 72,973 Minnesota Series 69,418 Missouri Series 25,761 New York Series 66,801 Ohio Series 92,913 Oregon Series 46,503 South Carolina Series 65,084 ------------ 679,218 900,000 Seligman Municipal Series Trust: California High-Yield Series 35,625 California Quality Series 39,657 Florida Series 23,078 North Carolina Series 13,270 ------------ 111,630 525,000 Seligman New Jersey Municipal Fund, Inc. 31,857 300,000 Seligman New Technologies Fund, Inc. (2) -- -- Seligman New Technologies Fund II, Inc. (3) -- -- Seligman Pennsylvania Municipal Fund Series 13,967 200,000
EXHIBIT B (cont'd)
GROSS ASSETS MINIMUM AMOUNT 6/30/2008 OF BOND UNDER FUND/ENTITY (000 OMITTED) RULE 17g-1 ---------------------------------------------------------------------------------------------- -------------- -------------- Seligman Portfolios, Inc.: Investment Grade Fixed Income Portfolio 2,081 Capital Portfolio 10,430 Cash Management Portfolio 9,560 Common Stock Portfolio 4,472 Communications & Information Portfolio 48,969 International Growth Portfolio 3,972 Global Technology Portfolio 6,816 Large-Cap Value Portfolio 2,948 Smaller-Cap Value Portfolio 140,208 ----------- 229,456 600,000 Seligman Select Municipal Fund, Inc. 219,691 600,000 Seligman TargetHorizon ETF Portfolios, Inc. Seligman Targ ETFund 2045 4,873 Seligman Targ ETFund 2035 7,430 Seligman Targ ETFund 2025 42,243 Seligman Targ ETFund 2015 39,692 Seligman Targ ETFund Core 90,846 ----------- 185,084 600,000 Seligman Asset Allocation Series, Inc. (formerly, Seligman Time Horizon/Harvester Series, Inc.) Asset Allocation Aggressive Growth Fund (formerly, Time Horizon 30 Fund) 22,058 Asset Allocation Growth Fund (formerly, Time Horizon 20 Fund) 31,903 Asset Allocation Moderate Growth Fund (formerly, Time Horizon 10 Fund) 36,087 Asset Allocation Balanced Fund (formerly, Harvester Fund) 16,715 ----------- 106,763 525,000 Seligman Value Fund Series, Inc.: Large-Cap Value Fund 229,493 Smaller-Cap Value Fund 212,945 ----------- 442,438 750,000 Tri-Continental Corporation 2,013,064 1,700,000 ----------- ----------- Total Investment Companies 10,332,263 15,525,000 J. & W. Seligman & Co. Inc. Matched Accumulation Plan 53,285 500,000 (1) Seligman Data Corp. Employees' Thrift Plan 13,142 500,000 (1) ----------- ----------- $10,398,690 $16,525,000 =========== ===========
(1) Section 142 of ERISA requires fidelity bonding of not less than 10% of funds handled each year, subject to a maximum bond of $500,000. (2) Fund was liquidated as of December 10, 2007. (3) Fund was liquidated as of February 29, 2008.