<SEC-DOCUMENT>0001145549-20-014966-index.html : 20200312 <SEC-HEADER>0001145549-20-014966.hdr.sgml : 20200312 <ACCEPTANCE-DATETIME>20200312163615 ACCESSION NUMBER: 0001145549-20-014966 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 EFFECTIVENESS DATE: 20200312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 20709299 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-CEN <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> Document 1 - file: primary_doc.html
Document 1 - RAW XML: primary_doc.xml
</DOCUMENT> <DOCUMENT> <TYPE>INTERNAL CONTROL RPT <SEQUENCE>2 <FILENAME>internalcontrol.htm <DESCRIPTION>G.1.A.III (INTERNAL CONTROL REPORT) <TEXT> Document 2 - file: internalcontrol.htm
</DOCUMENT> <DOCUMENT> <TYPE>EXEMPT ORDER INFO <SEQUENCE>3 <FILENAME>exemptiveorder.htm <DESCRIPTION>G.1.A.V (EXEMPTIVE ORDER INFORMATION) <TEXT> Document 3 - file: exemptiveorder.htm
</DOCUMENT> </SEC-DOCUMENT>