0001140361-17-012990.txt : 20170323 0001140361-17-012990.hdr.sgml : 20170323 20170323102936 ACCESSION NUMBER: 0001140361-17-012990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170323 DATE AS OF CHANGE: 20170323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING DAVID L CENTRAL INDEX KEY: 0001198287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 17708738 MAIL ADDRESS: STREET 1: C/O PUTNAM LLC STREET 2: ONE POST OFFICE SQUARE L5 CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc1.xml FORM 4 X0306 4 2017-03-22 0 0000099614 TRI-CONTINENTAL CORP TY 0001198287 KING DAVID L 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 100 22.80 A 130100 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 100 22.79 A 130200 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 400 22.82 A 130600 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 500 22.83 A 131100 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 200 22.845 A 131300 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 100 22.865 A 131400 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 606 22.86 A 132006 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 1398 22.85 A 133404 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 1733 22.84 A 135137 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 882 22.87 A 136019 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 1672 22.88 A 137691 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 1175 22.90 A 138866 D Tri-Continental Corporation Common Stock 2017-03-22 4 P 0 1134 22.89 A 140000 D Joseph D'Alessandro, Power of Attorney 2017-03-23