0001140361-17-012990.txt : 20170323
0001140361-17-012990.hdr.sgml : 20170323
20170323102936
ACCESSION NUMBER: 0001140361-17-012990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170322
FILED AS OF DATE: 20170323
DATE AS OF CHANGE: 20170323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP
CENTRAL INDEX KEY: 0000099614
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 135441850
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: TRI CONTINENTAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KING DAVID L
CENTRAL INDEX KEY: 0001198287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-00266
FILM NUMBER: 17708738
MAIL ADDRESS:
STREET 1: C/O PUTNAM LLC
STREET 2: ONE POST OFFICE SQUARE L5
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc1.xml
FORM 4
X0306
4
2017-03-22
0
0000099614
TRI-CONTINENTAL CORP
TY
0001198287
KING DAVID L
225 FRANKLIN STREET
BOSTON
MA
02110
0
0
0
1
Portfolio Manager of Issuer
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
100
22.80
A
130100
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
100
22.79
A
130200
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
400
22.82
A
130600
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
500
22.83
A
131100
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
200
22.845
A
131300
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
100
22.865
A
131400
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
606
22.86
A
132006
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
1398
22.85
A
133404
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
1733
22.84
A
135137
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
882
22.87
A
136019
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
1672
22.88
A
137691
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
1175
22.90
A
138866
D
Tri-Continental Corporation Common Stock
2017-03-22
4
P
0
1134
22.89
A
140000
D
Joseph D'Alessandro, Power of Attorney
2017-03-23