-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RrDnmLUSrgMICySjDEZ9IwzKD9prKnM84hpil4SO5wih5xRFMBKMAHn9LBfaLRqG WFpyXZF44sL+fqoDE+eUOw== 0000950123-10-083792.txt : 20100903 0000950123-10-083792.hdr.sgml : 20100903 20100903144638 ACCESSION NUMBER: 0000950123-10-083792 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100903 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100903 DATE AS OF CHANGE: 20100903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 101057417 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 8-K 1 c60147e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 3, 2010
 
TRI-CONTINENTAL CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
 
         
MARYLAND   811-00266   13-5441850
(STATE OR OTHER JURISDICTION   (COMMISSION FILE NUMBER)   (I.R.S. EMPLOYER
OF INCORPORATION)       IDENTIFICATION NO.)
734 Ameriprise Financial Center,
MINNEAPOLIS, MINNESOTA 55474
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, ZIP CODE)
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE 1-800-221-2450
NOT APPLICABLE
(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 

2

SECTION 7 — REGULATION FD DISCLOSURE
Item 7.01 Regulation FD Disclosure.
Registrant is furnishing as Exhibit 99.1 the attached Press Release dated September 3, 2010 for Tri-Continental Corporation.
SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01 Financial Statements and Exhibits.
Exhibit 99.1 — Press Release dated September 3, 2010 for Tri-Continental Corporation.


 

3

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  TRI-CONTINENTAL CORPORATION
 
 
Date: September 3, 2010
 
   
  By:   /s/ Joseph D’ Alessandro    
    Joseph D’ Alessandro  
    Assistant Secretary   
EX-99.1 2 c60147exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
         
Media contact:
  Charles Keller
612-678-7786
charles.r.keller@ampf.com
   
 
Stockholder contact:
  Chris Moran
617-218-3864
christopher.m.moran@ampf.com
   
TRI-CONTINENTAL CORPORATION
DECLARES THIRD QUARTER DISTRIBUTION
MINNEAPOLIS, MN, September 3, 2010 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter distribution of $0.05 per share of Common Stock and $0.625 per share of Preferred Stock. Dividends on Common Stock will be paid on September 22, 2010 to Common Stockholders of record on September 13, 2010, and dividends on Preferred Stock will be paid on October 1, 2010 to Preferred Stockholders of record on September 13, 2010. The ex-dividend date for both the Common Stock and the Preferred Stock is September 9, 2010. The $0.05 per share dividend on the Common Stock is in accordance with the Corporation’s earned distribution policy.
The Corporation has paid dividends on its common stock for 66 consecutive years. The Corporation’s investment manager is Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC), a wholly owned subsidiary of Ameriprise Financial, Inc. Columbia Management Investment Distributors, Inc. (formerly known as RiverSource Fund Distributors, Inc.) is the principal underwriter of the Columbia, Wanger, Columbia Acorn, RiverSource, Seligman and Threadneedle branded mutual funds.
The net asset value of shares of a closed-end fund may not always correspond to the market price of such shares. Common stock of many closed-end funds frequently trade at a discount from their net asset value. The Corporation is subject to stock market risk, which is the risk that stock prices overall will decline over short or long periods, adversely affecting the value of an investment in the Corporation.
You should consider the investment objectives, risks, charges, and expenses of the Corporation carefully before investing. A prospectus containing information about the Corporation (including its investment objectives, risks, charges, expenses, and other information about the Corporation) may be obtained by contacting your financial advisor or Columbia Management Investment Services Corp. (formerly RiverSource Service Corporation) at 800-221-2450. The prospectus can also be found on the Securities and Exchange Commission’s EDGAR database. The prospectus should be read carefully before investing in the Corporation. There is no guarantee that the Corporation’s investment goals/objectives will be met or that distributions will be made, and you could lose money.

 


 

NOT FDIC INSURED   MAY LOSE VALUE   NO BANK
GUARANTEE
NOT A DEPOSIT   NOT INSURED BY ANY
FEDERAL GOVERNMENT AGENCY
   

 

-----END PRIVACY-ENHANCED MESSAGE-----