0000891839-21-000173.txt : 20210525 0000891839-21-000173.hdr.sgml : 20210525 20210525162232 ACCESSION NUMBER: 0000891839-21-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210525 DATE AS OF CHANGE: 20210525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rudow Lee D. CENTRAL INDEX KEY: 0001535064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 21960869 MAIL ADDRESS: STREET 1: C/O TRANSCAT, INC. STREET 2: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-19 0000099302 TRANSCAT INC TRNS 0001535064 Rudow Lee D. C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 1 1 0 0 President and CEO Common Stock, $.50 par value 2021-05-19 4 A 0 8742 0 A 169760 D Common Stock, $.50 par value 2021-05-19 4 F 0 4039 47.47 D 165721 D Common Stock, $.50 par value 2021-05-19 4 S 0 4371 47.47 D 161350 D Restricted Stock Units 0 Common Stock, $.50 par value 16248 16248 D Restricted Stock Units 0 Common Stock, $.50 par value 9362 9362 D These shares were awarded to Mr. Rudow upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined earnings per share thresholds over the eligible three-year period that ended in fiscal year 2021. These shares were withheld to cover related tax withholding obligations. These restricted stock units, which convert into common stock on a one-for-one basis, vest on July 21, 2023, except as otherwise provided in the award notice. These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 26, 2022, except as otherwise provided in the award notice. /s/ James M. Jenkins, Attorney-in-fact for Lee D. Rudow 2021-05-25