0000891839-20-000145.txt : 20200608 0000891839-20-000145.hdr.sgml : 20200608 20200608161802 ACCESSION NUMBER: 0000891839-20-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200604 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Michael W. CENTRAL INDEX KEY: 0001783788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 20949331 MAIL ADDRESS: STREET 1: C/O TRANSCAT, INC. STREET 2: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-06-04 0000099302 TRANSCAT INC TRNS 0001783788 West Michael W. C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 0 1 0 0 VP Distribution & Marketing Common Stock, $.50 par value 2020-06-04 4 A 0 1956 0 A 16419 D Common Stock, $.50 par value 2020-06-04 4 F 0 760 26.29 D 15659 D Restricted Stock Units 0 Common Stock, $.50 par value 350 350 D Restricted Stock Units 0 Common Stock, $.50 par value 2341 2341 D Restricted Stock Units 0 Common Stock, $.50 par value 3425 3425 D Stock Option (Right to Buy) 12.00 2022-06-19 Common Stock, $.50 par value 25000 25000 D These shares were awarded to Mr. West upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined earnings per share thresholds over the eligible three-year period that ended in fiscal year 2020. Includes 66 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. These shares were withheld to cover related tax witholding obligations. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of April 1, 2019 and April 1, 2020 and vest one-third on April 1, 2021, except as otherwise provided in the award notice. These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 26, 2022, except as otherwise provided in the award notice. These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 27, 2021, except as otherwise provided in the award notice. This option has fully vested as of the date of this report. /s/ Michael J. Tschiderer, Attorney-in-fact for Michael W. West 2020-06-08