0000891839-18-000048.txt : 20180525
0000891839-18-000048.hdr.sgml : 20180525
20180525165814
ACCESSION NUMBER: 0000891839-18-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180523
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rudow Lee D.
CENTRAL INDEX KEY: 0001535064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03905
FILM NUMBER: 18862226
MAIL ADDRESS:
STREET 1: C/O TRANSCAT, INC.
STREET 2: 35 VANTAGE POINT DRIVE
CITY: ROCHESTER
STATE: NY
ZIP: 14624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSCAT INC
CENTRAL INDEX KEY: 0000099302
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 160874418
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 VANTAGE POINT DRIVE
CITY: ROCHESTER
STATE: NY
ZIP: 14624
BUSINESS PHONE: 5853527777
MAIL ADDRESS:
STREET 1: 35 VANTAGE POINT DRIVE
CITY: ROCHESTER
STATE: NY
ZIP: 14624
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSMATION INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-23
0000099302
TRANSCAT INC
TRNS
0001535064
Rudow Lee D.
C/O TRANSCAT, INC.
35 VANTAGE POINT DRIVE
ROCHESTER
NY
14624
1
1
0
0
President and CEO
Common Stock, $.50 par value
2018-05-23
4
A
0
20360
0
A
97513
D
Common Stock, $.50 par value
2018-05-23
4
F
0
5182
16.90
D
94838
D
Restricted Stock Units
0
2018-05-23
4
A
0
6830
0
A
Common Stock, $.50 par value
6830
6830
D
Stock Option (Right to Buy)
12.00
2017-06-19
2022-06-19
Common Stock, $.50 par value
50000
50000
D
Stock Option (Right to Buy)
7.57
2023-07-30
Common Stock, $.50 par value
99000
99000
D
These shares were awarded to Mr. Rudow upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (EPS) objectives over the eligible three-year period that ended in fiscal year 2018. Based on the Company's achievement of certain pre-determined EPS thresholds, Mr. Rudow's award vested with respect to 20,360 shares.
These shares were withheld to cover related tax withholding obligations.
Includes 2,507 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2021.
This option was previously reported by Mr. Rudow and is exercisable as follows: 20,000 shares on 7/30/2015, 20,000 shares on 7/30/2016, and 60,000 shares on 7/30/2017.
/s/ Michael J. Tschiderer, Attorney-in-fact for Lee D. Rudow
2018-05-25