485BPOS 1 a18-15415_5485bpos.htm POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B)

 

As filed with the Securities and Exchange Commission on August 9, 2018

Securities Act File No. 002-28157

Investment Company Act File No. 811-01596

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

 

 

Pre-Effective Amendment No.

o

Post-Effective Amendment No. 75

x

 

 

and

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

 

 

Amendment No. 53

x

 

FPA CAPITAL FUND, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)

 

11601 WILSHIRE BLVD., STE. 1200

LOS ANGELES, CALIFORNIA 90025

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

 

(310)473-0225

(REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)

 


 

J. RICHARD ATWOOD, PRESIDENT

FPA CAPITAL FUND, INC.

11601 WILSHIRE BLVD., STE. 1200

LOS ANGELES, CALIFORNIA 90025

(NAME AND ADDRESS OF AGENT FOR SERVICE)

 


 

COPY TO:

MARK D. PERLOW, ESQ.

DECHERT LLP

ONE BUSH STREET

SUITE 1600

SAN FRANCISCO, CA 94104

 

Approximate Date of Proposed Public Offering:  As soon as practicable after the effective date of this Registration Statement

 

It is proposed that this filing will become effective (check appropriate box)

 

x                                  immediately upon filing pursuant to paragraph (b)

o                                    on                    pursuant to paragraph (b)

o                                    60 days after filing pursuant to paragraph (a)(1)

o                                    on [    ] pursuant to paragraph (a)(1)

o                                    75 days after filing pursuant to paragraph (a)(2)

o                                    on               pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

o                                    this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

Title of Securities being Registered:  Common Stock, $0.01 Par Value

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Los Angeles, State of California, on the 9th day of August, 2018.

 

FPA CAPITAL FUND, INC.

 

 

 

By:

/s/ J. Richard Atwood

 

 

J. Richard Atwood

 

 

President

 

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:

 

Signatures

 

Title

 

Date

 

 

 

 

 

/s/ J. Richard Atwood

 

Director and President

 

August 9, 2018

J. Richard Atwood

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ E. Lake Setzler III

 

Treasurer

 

August 9, 2018

E. Lake Setzler III

 

(Principal Financial Officer)

 

 

 

 

 

 

 

/s/ Sandra Brown*

 

Director

 

August 9, 2018

Sandra Brown

 

 

 

 

 

 

 

 

 

/s/ Mark L. Lipson*

 

Director

 

August 9, 2018

Mark L. Lipson

 

 

 

 

 

 

 

 

 

/s/ Alfred E. Osborne, Jr.*

 

Director

 

August 9, 2018

Alfred E. Osborne, Jr.

 

 

 

 

 

 

 

 

 

/s/ A. Robert Pisano*

 

Director

 

August 9, 2018

A. Robert Pisano

 

 

 

 

 

 

 

 

 

/s/ Patrick B. Purcell*

 

Director

 

August 9, 2018

Patrick B. Purcell

 

 

 

 

 

 

 

 

 

/s/ Allan M. Rudnick*

 

Director

 

August 9, 2018

Allan M. Rudnick

 

 

 

 

 

 

 

 

 

* By:

/s/ J. Richard Atwood

 

 

 

 

 

J. Richard Atwood

 

 

 

 

 

as Attorney-in-Fact

 

 

 

 

 

*Powers of Attorney were filed as Exhibit (q) to Post-Effective Amendment No. 72 of Registrant’s Registration Statement on Form N–1A filed on July 28, 2017 and are incorporated herein by reference.

 



 

EXHIBIT INDEX

 

Exhibit No.

 

Document

 

 

 

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase