0001089801-16-000003.txt : 20161007 0001089801-16-000003.hdr.sgml : 20161007 20161007144345 ACCESSION NUMBER: 0001089801-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSER MARCO M CENTRAL INDEX KEY: 0001321913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 161927396 MAIL ADDRESS: STREET 1: VIA SISTINA 121 CITY: ROME STATE: L6 ZIP: 00187 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-30 0 0000099106 TRANS LUX Corp TNLX 0001321913 ELSER MARCO M VIA SISTINA 121 ROME L6 00187 ITALY 1 0 1 0 Common Stock 2016-09-30 4 P 0 5000 13500 A 211189 I Manager of accounts for indirectly owned shares 7,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 189,544 shares are owned by Carlisle Investments Inc., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of AdviCorp plc. Marco Elser 2016-10-07