0000099106-13-000014.txt : 20131217 0000099106-13-000014.hdr.sgml : 20131217 20131217173456 ACCESSION NUMBER: 0000099106-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSER MARCO M CENTRAL INDEX KEY: 0001321913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 131283167 MAIL ADDRESS: STREET 1: VIA SISTINA 121 CITY: ROME STATE: L6 ZIP: 00187 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-13 0 0000099106 TRANS LUX CORP TNLX 0001321913 ELSER MARCO M VIA SISTINA 121 ROME L6 00187 ITALY 1 0 0 0 Common Stock 2013-12-13 4 A 0 2145 12.5 A 30345 I Manager of accounts for indirectly owned shares 2,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 13,700 shares are owned by Carlisle Investments, over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of Advicorp plc. No change in ownership on behalf of Elser & Co., Carlisle Investments or Advicorp plc is being reported on this Form 4. Marco Elser 2013-12-17