X0202 4 2004-09-09 0 0000099047 NYFIX INC NYFX 0001023087 GASSER ROBERT C C/O NYFIX INC 333 LUDLOW ST STAMFORD CT 06902 0 1 0 0 CEO of NYFIX Millennium (a) Common Stock 2004-09-09 4 P 0 1000 5.9 A 55000 D Stock options 12.8 2011-09-20 Common Stock 325000 325000 D Stock options 12.02 2011-10-22 Common Stock 12500 12500 D Stock options 3.92 2012-08-15 Common Stock 100000 100000 D Stock options 7.056 2014-02-23 Common Stock 10000 10000 D 150,000 options are currently exercisable, remainder vest 75,000 on 9/21/2004 and 100,000 on 9/21/2006 Currently exercisable 60,000 options are currently exercisable, remainder vest 20,000 on 12/31/2004 and 20,000 on 12/31/2005 Options vest 3,334 on 2/23/2005, 3,333 on 2/23/2006 and 3,333 on 2/23/2007 (a) Also President of NYFIX Transaction Services and NYFIX Clearing Corporation Brian Bellardo, by Power of Attorney 2004-09-09