-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P03morgKDOkA9jyS+F+qf23PaleNeajN/pOId0GC/F4xJ/V2vXhPXwDMd2teeAlO /wjN+veVffnsrVk/NETnYA== 0000912057-99-009113.txt : 19991214 0000912057-99-009113.hdr.sgml : 19991214 ACCESSION NUMBER: 0000912057-99-009113 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TODHUNTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000098544 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 591284057 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-49393 FILM NUMBER: 99773260 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE STE 1500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 4076558977 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE STE 1500 STREET 2: 222 LAKEVIEW AVE STE 1500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESTATE OF PINCOURT FERNE DECEASED CENTRAL INDEX KEY: 0001100854 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: THOMAS N SILVERMAN PA STREET 2: 4400 PGA BLVD STE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 5617757500 MAIL ADDRESS: STREET 1: THOMAS N SILVERMAN PA STREET 2: 4400 PGA BLVD STE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 SC 13D 1 FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) TODHUNTER INTERNATIONAL, INC. ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 889050 10 0 ----------------------------------------------------------------------------- (CUSIP Number) Estate of Ferne Pincourt, deceased c/o Thomas N. Silverman, P.A. 4400 PGA Boulevard, Suite 102 Palm Beach Gardens, Florida 33410 (561) 775-7500 ----------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) NOVEMBER 1, 1999 ----------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box []. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 SCHEDULE 13D
- ------------------------------------------------------------------------------------------------------------------- CUSIP No. 889050 10 0 Page 2 of 4 Pages - ------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Estate of Ferne Pincourt, deceased I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 65-6294240 - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [] (b) [] N/A - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [] N/A - ------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 479,693 SHARES ---------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY ---------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 479,693 REPORTING ---------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 479,693 - ------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [] - ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.72% - ------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* 00 - -------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. SECURITY AND ISSUER The class of equity security to which this Schedule 13D relates is the common stock, par value $.01 per share ("Todhunter Common Stock"), of Todhunter International, Inc., a Delaware corporation ("Todhunter" or the "Issuer"). The principal executive offices of Todhunter are located at 222 Lakeview Avenue, Suite 1500, West Palm Beach, Florida 33401. Item 2. IDENTITY AND BACKGROUND a. Estate of Ferne Pincourt, deceased (the "Estate"). b. c/o Thomas N. Silverman, P.A. 4400 PGA Boulevard Suite 102 Palm Beach Gardens, FL 33410 c. Wendy Oates Devore is the personal representative of the Estate. d. Not applicable. e. Not applicable. f. U.S.A. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On November 1, 1999, the Ferne Pincourt Revocable Trust, under agreement dated April 7, 1992, as amended, pursuant to its terms, transferred 479,693 shares of Todhunter Common Stock to the Estate. Item 4. PURPOSE OF TRANSACTION See response to Item 3 above. a. The Estate intends to sell or otherwise divest all or some of its 479,693 shares of Todhunter Common Stock either on the open market or in privately negotiated transactions, but has no current agreement to do so. There are no plans or proposals by the Estate to take any of the actions listed in Item 4(b)-(j). Item 5. INTEREST IN SECURITIES OF THE ISSUER a. As of November 1, 1999, the Estate beneficially owned 479,693 shares of Todhunter Common Stock. This amount equals 8.72% of the outstanding shares Page 3 of 4 of the Issuer, based on the shares outstanding as of August 12, 1999 (as reported in the Issuer's Form 10-Q filed with the SEC on August 13, 1999). b. The Estate has sole voting and investment power with respect to all 479,693 shares of Todhunter Common Stock described in response to Item 5(a) above. c. Not applicable. d. Not applicable. e. Not applicable. Item 6. CONTACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER See response to Item 3 above. Item 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 3, 1999 /s/ Wendy Oates Devore as personal representative --------------------------------------------------- Wendy Oates Devore, personal representative Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----