-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaKS+OW2hynH7tbfHyfvXG3V7gR/Ttl2GKnPlikOejdmgLYvhRNzqfyhNFVZ3DsF M2fu3GG8QvGAG+Hdn5STIw== 0001127431-01-500016.txt : 20010605 0001127431-01-500016.hdr.sgml : 20010605 ACCESSION NUMBER: 0001127431-01-500016 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010501 FILED AS OF DATE: 20010604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LITTLE SWITZERLAND INC/DE CENTRAL INDEX KEY: 0000875523 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 660476514 STATE OF INCORPORATION: DE FISCAL YEAR END: 0529 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-19369 FILM NUMBER: 1653725 BUSINESS ADDRESS: STREET 1: 161-B CROWN BAY CRUISE SHIP PORT CITY: ST THOMAS VIRGIN ISL STATE: V1 ZIP: 00802 BUSINESS PHONE: 3407762010 MAIL ADDRESS: STREET 1: 161B CROWN BAY CRUISE SHIP PORT CITY: ST THOMAS STATE: VI ZIP: 00804 COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] OWNER IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305317 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 3 1 tiffanyco6401.txt 3 OMB control number. SEC 1473 (3-99) ------------------------------- OMB Number 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response. . . 0.5 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30 (f)of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Tiffany & Co. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 600 Madison Avenue, Eighth Floor - -------------------------------------------------------------------------------- (Street) New York NY 10022 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) May 1, 2001 - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 13-3228013 - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Little Switzerland, Inc. LSVI - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer(give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [x] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 7,410,000 (1) D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 7,410,000 (2) I The Reporting Person is the parent company of the record owner of the Common Stock. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print of Type Responses) (Over) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ No securities owned. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) Tiffany & Co International, a joint filer, is the record owner of the 7,410,000 shares of Common Stock. (2) Tiffany & Co. is the parent company of Tiffany & Co. International. As such, it indirectly beneficially owns the 7,410,000 shares of Common Stock. Tiffany & Co. /s/ Patrick B. Dorsey Patrick B. Dorsey Senior Vice President, General Counsel and Secretary June 4, 2001 -------------------------------------------------------------------------- Date **Signature of Reporting Person Joint Filer Information Name: Tiffany & Co. International Address: 600 Madison Avenue, Eighth Floor New York, NY 10022 I.R.S. Number: 06-112-1421 Designated Filer: Tiffany & Co. Issuer & Ticker Symbol: Little Switzerland, Inc. LSVI Date of Event Requiring Statement: May 1, 2001 Signature: /s/ Patrick B. Dorsey Patrick B. Dorsey Vice President and Secretary -----END PRIVACY-ENHANCED MESSAGE-----