SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Koback-Pursel Gretchen

(Last) (First) (Middle)
TIFFANY & CO.
200 FIFTH AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIFFANY & CO [ TIF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $.01 Par 12/17/2019 M 427 A (1) 3,161 D
Common Stock $.01 Par 12/17/2019 F 146(2) D $133.685 3,015 D
Common Stock $.01 Par 12/17/2019 M 277 A (3) 3,292 D
Common Stock $.01 Par 12/17/2019 M 16 A (4) 3,308 D
Common Stock $.01 Par 12/17/2019 F 100(2) D $133.685 3,208 D
Common Stock $.01 Par 12/17/2019 M 1,311 A (5) 4,519 D
Common Stock $.01 Par 12/17/2019 M 72 A (4) 4,591 D
Common Stock $.01 Par 12/17/2019 F 470(2) D $133.685 4,121 D
Common Stock $.01 Par 12/17/2019 M 776 A (6) 4,897 D
Common Stock $.01 Par 12/17/2019 M 30 A (4) 4,927 D
Common Stock $.01 Par 12/17/2019 F 274(2) D $133.685 4,653 D
Common Stock $.01 Par 12/17/2019 M 990 A (7) 5,643 D
Common Stock $.01 Par 12/17/2019 M 16 A (4) 5,659 D
Common Stock $.01 Par 12/17/2019 F 342(2) D $133.685 5,317 D
Common Stock $.01 Par 848 I By 401(K)
Common Stock $.01 Par 435 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 12/17/2019 M 427 (1) (1) Common Stock $.01 Par 427 $0 0 D
Restricted Stock Units (3) 12/17/2019 M 277 (3) (3) Common Stock $.01 Par 277 $0 277 D
Dividend Equivalent Units (4) 12/17/2019 M 16 (4) (4) Common Stock $.01 Par 16 $0 630 D
Restricted Stock Units (5) 12/17/2019 M 1,311 (5) (5) Common Stock $.01 Par 1,311 $0 1,311 D
Dividend Equivalent Units (4) 12/17/2019 M 72 (4) (4) Common Stock $.01 Par 72 $0 558 D
Restricted Stock Units (6) 12/17/2019 M 776 (6) (6) Common Stock $.01 Par 776 $0 388 D
Dividend Equivalent Units (4) 12/17/2019 M 30 (4) (4) Common Stock $.01 Par 30 $0 528 D
Restricted Stock Units (7) 12/17/2019 M 990 (7) (7) Common Stock $.01 Par 990 $0 990 D
Dividend Equivalent Units (4) 12/17/2019 M 16 (4) (4) Common Stock $.01 Par 16 $0 512 D
Explanation of Responses:
1. Represents the accelerated vesting of 427 restricted stock units, initially scheduled to vest on March 16, 2020, on December 17, 2019.
2. Shares withheld to cover taxes on vested restricted stock units and dividend equivalent units pursuant to issuer's default equity vesting procedures.
3. Represents the accelerated vesting of 277 restricted stock units, initially scheduled to vest on March 15, 2020, on December 17, 2019.
4. Settlement of dividend equivalent units in connection with vesting of restricted stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the restricted stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis
5. Represents the accelerated vesting of 1,311 restricted stock units, initially scheduled to vest on May 25, 2020, on December 17, 2019.
6. Represents the accelerated vesting of 388 restricted stock units, initially scheduled to vest on January 17, 2020, and 388 restricted stock units, initially scheduled to vest on January 17, 2021, in each case on December 17, 2019.
7. Represents the accelerated vesting of 495 restricted stock units, initially scheduled to vest on January 17, 2020, and 495 restricted stock units, initially scheduled to vest on January 17, 2021, in each case on December 17, 2019.
Remarks:
/s/ John C. Duffy, Attorney-in-Fact 12/20/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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