-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8ea30zC2dL38ROIkWRsEJtCNWthK+P3sJ86L9TbaZkhCRu/mYv+IeGroECmg5iY aBaQFG972dI9VlqCZCc2oQ== 0000009801-07-000009.txt : 20070111 0000009801-07-000009.hdr.sgml : 20070111 20070111145824 ACCESSION NUMBER: 0000009801-07-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070109 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA CORP CENTRAL INDEX KEY: 0000009801 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 390148550 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 MAIN ST CITY: MENASHA STATE: WI ZIP: 54952 BUSINESS PHONE: 9207517777 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE CO INC DATE OF NAME CHANGE: 19890509 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE PUBLISHING CO DATE OF NAME CHANGE: 19720505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH FRANK W CENTRAL INDEX KEY: 0001235712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14637 FILM NUMBER: 07525671 BUSINESS ADDRESS: STREET 1: C/O BANTA CORP STREET 2: 225 MAIN ST BOX 8003 CITY: MENASHA STATE: WI ZIP: 549528003 BUSINESS PHONE: 3207965167 MAIL ADDRESS: STREET 1: 225 MAIN ST BOX 8003 CITY: MENASHA STATE: WI ZIP: 549528003 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-01-09 0000009801 BANTA CORP BN 0001235712 RUDOLPH FRANK W 225 MAIN STREET P. O. BOX 8003 MENASHA WI 54952-8003 0 1 0 0 Vice President Common Stock 2007-01-09 4 D 0 7822 0 D 0 D Common Stock 2007-01-09 4 D 0 1221.576 0 D 0 I 401(k) Plan Stock Option 26.27 2007-01-09 4 D 0 20146 0 D 2004-10-27 2013-10-27 Common Stock 20146 0 D Stock Option 30.1 2007-01-09 4 D 0 8202 0 D 2006-01-24 2015-01-24 Common Stock 8202 0 D Stock Option 31.94 2007-01-09 4 D 0 7501 0 D 2005-04-26 2014-04-26 Common Stock 7501 0 D Stock Option 35.36 2007-01-09 4 D 0 7471 0 D 2007-01-29 2016-01-29 Common Stock 7471 0 D Shares of Common Stock in the 401(k) plan were converted into the right to receive $36.50 per share pursuant to an agreement and plan of merger between the issuer and RR Donnelley (the "Merger"). Shares of Common Stock were converted into the right to receive $36.50 per share pursuant to an agreement and plan of merger between the issuer and RR Donnelley (the "Merger"). This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $36.50 exceeds the exercise price of the option. Ronald D. Kneezel, Attorney-in-fact 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----