-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KqPhLhuVpotDFXJp0GgR4jVFhsCwFSTaXEsPbBbI+XJTx9s913wKZNwPH/eabkpN nDqbnBwo7qAYUVJ9n6CqSg== 0000009779-04-000041.txt : 20041115 0000009779-04-000041.hdr.sgml : 20041115 20041115132750 ACCESSION NUMBER: 0000009779-04-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040715 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRCHILD CORP CENTRAL INDEX KEY: 0000009779 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 340728587 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1750 TYSONS BOULEVARD STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7034785800 MAIL ADDRESS: STREET 1: 1750 TYSONS BOULEVARD STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: BANNER INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19901118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPLIN MORTIMER M CENTRAL INDEX KEY: 0001205255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06560 FILM NUMBER: 041143539 BUSINESS ADDRESS: STREET 1: DANAHER CORP STREET 2: 2099 PENNSYLVANIA AVE NW 12TH FL CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2029280850 MAIL ADDRESS: STREET 1: DANAHER CORP STREET 2: 2099 PENNSYLVANIA AVE NW 12TH FL CITY: WASHINGON STATE: DC ZIP: 20006 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-15 0000009779 FAIRCHILD CORP FA 0001205255 CAPLIN MORTIMER M C/O THE FAIRCHILD CORPORATION 1750 TYSONS BOULEVARD, SUITE 1400 MCLEAN VA 22102 1 0 0 0 Class A Common Stock 120364 D NED Stock Option (Right to Buy) 7.50 2004-07-15 5 G 0 1000 D 1999-11-18 2004-11-17 Class A Common Stock 1000 0 D NED Stock Option (Right to Buy) 7.50 2004-07-15 5 G 0 1000 A 1999-11-18 2004-11-17 Class A Common Stock 1000 1000 I Trust NED Stock Option (Right to Buy) 6.00 2004-07-15 5 G 0 1000 D 2000-11-20 2005-11-19 Class A Common Stock 1000 0 D NED Stock Option (Right to Buy) 6.00 2004-07-15 5 G 0 1000 A 2000-11-20 2005-11-19 Class A Common Stock 1000 1000 I Trust NED Stock Option (Right to Buy) 6.00 2004-07-15 5 G 0 7500 D 2001-11-20 2005-11-19 Class A Common Stock 7500 0 D NED Stock Option (Right to Buy) 6.00 2004-07-15 5 G 0 7500 A 2001-11-20 2005-11-19 Class A Common Stock 7500 7500 I Trust NED Stock Option (Right to Buy) 2.35 2004-07-15 5 G 0 1000 D 2001-11-13 2006-11-12 Class A Common Stock 1000 0 D NED Stock Option (Right to Buy) 2.35 2004-07-15 5 G 0 1000 A 2001-11-13 2006-11-12 Class A Common Stock 1000 1000 I Trust NED Stock Option (Right to Buy) 2.35 2004-07-15 5 G 0 2000 D 2002-11-13 2011-11-12 Class A Common Stock 2000 2000 D NED Stock Option (Right to Buy) 2.35 2004-07-15 5 G 0 2000 A 2002-11-13 2011-11-12 Class A Common Stock 2000 2000 I Trust NED Stock Option (Right to buy) 4.99 2004-07-15 5 G 0 1000 D 2002-11-21 2007-11-20 Class A Common Stock 1000 1000 D NED Stock Option (Right to buy) 4.99 2004-07-15 5 G 0 1000 A 2002-11-21 2007-11-20 Class A Common Stock 1000 1000 I Trust NED Stock Option (Right to Buy) 5.11 2004-07-15 5 G 0 1000 D 2003-11-07 2008-11-06 Class A Common Stock 1000 1000 D NED Stock Option (Right to Buy) 5.11 2004-07-15 5 G 0 1000 A 2003-11-07 2008-11-06 Class A Common Stock 1000 1000 I Trust Exercisable in 25% annual increments on 11/20/01; 11/20/02; 11/20/03; 11/20/04. Exercisable in 25% annual increments on 11/13/02; 11/13/03; 11/13/04; 11/13/05. N/A -- stock option grant. Gift of stock options directly owned by the reporting person to The Mortimer and Ruth Caplin Revocable Trust, which is a revocable trust of which the reporting person and his spouse are the sole trustees and lifetime beneficiaries. NED stands for "Non-Employee Director" Mortimer M. Caplin 2004-11-15 -----END PRIVACY-ENHANCED MESSAGE-----