0001127602-23-026851.txt : 20231106
0001127602-23-026851.hdr.sgml : 20231106
20231106163420
ACCESSION NUMBER: 0001127602-23-026851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231102
FILED AS OF DATE: 20231106
DATE AS OF CHANGE: 20231106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 231380420
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-02
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
Chairman & CEO
1
Common Stock
2023-11-02
4
M
0
10000
157.68
A
141174.767
D
Common Stock
2023-11-02
4
S
0
1100
442.84
D
140074.767
D
Common Stock
2023-11-02
4
S
0
1892
444.55
D
138182.767
D
Common Stock
2023-11-02
4
S
0
3695
445.50
D
134487.767
D
Common Stock
2023-11-02
4
S
0
2100
446.56
D
132387.767
D
Common Stock
2023-11-02
4
S
0
1213
447.46
D
131174.767
D
Common Stock
2023-11-03
4
M
0
10000
157.68
A
141174.767
D
Common Stock
2023-11-03
4
S
0
200
453.47
D
140974.767
D
Common Stock
2023-11-03
4
S
0
2497
454.69
D
138477.767
D
Common Stock
2023-11-03
4
S
0
3329
455.61
D
135148.767
D
Common Stock
2023-11-03
4
S
0
1134
456.57
D
134014.767
D
Common Stock
2023-11-03
4
S
0
1840
457.64
D
132174.767
D
Common Stock
2023-11-03
4
S
0
800
458.58
D
131374.767
D
Common Stock
2023-11-03
4
S
0
200
460.03
D
131174.767
D
Common Stock
5300
I
By Alison Casper 2020 Irrevocable Trust
Common Stock
59155
I
By Floral Park Associates, Inc.
Common Stock
5000
I
By MNC 2020 Irrevocable Trust
Common Stock
6000
I
By Spouse
Stock Option (Right to Buy)
157.68
2023-11-02
4
M
0
10000
0
D
2024-02-28
Common Stock
10000
21600
D
Stock Option (Right to Buy)
157.68
2023-11-03
4
M
0
10000
0
D
2024-02-28
Common Stock
10000
11600
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.27 to $443.19, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.00 to $444.79, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.06 to $446.04, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.12 to $446.93, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.135 to $448.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $453.30 to $453.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $454.06 to $455.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $455.08 to $456.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $456.10 to $457.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $457.26 to $458.22, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.31 to $459.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $459.77 to $460.28, inclusive.
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2023-11-06