0001127602-23-026851.txt : 20231106 0001127602-23-026851.hdr.sgml : 20231106 20231106163420 ACCESSION NUMBER: 0001127602-23-026851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231102 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 231380420 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-02 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO 1 Common Stock 2023-11-02 4 M 0 10000 157.68 A 141174.767 D Common Stock 2023-11-02 4 S 0 1100 442.84 D 140074.767 D Common Stock 2023-11-02 4 S 0 1892 444.55 D 138182.767 D Common Stock 2023-11-02 4 S 0 3695 445.50 D 134487.767 D Common Stock 2023-11-02 4 S 0 2100 446.56 D 132387.767 D Common Stock 2023-11-02 4 S 0 1213 447.46 D 131174.767 D Common Stock 2023-11-03 4 M 0 10000 157.68 A 141174.767 D Common Stock 2023-11-03 4 S 0 200 453.47 D 140974.767 D Common Stock 2023-11-03 4 S 0 2497 454.69 D 138477.767 D Common Stock 2023-11-03 4 S 0 3329 455.61 D 135148.767 D Common Stock 2023-11-03 4 S 0 1134 456.57 D 134014.767 D Common Stock 2023-11-03 4 S 0 1840 457.64 D 132174.767 D Common Stock 2023-11-03 4 S 0 800 458.58 D 131374.767 D Common Stock 2023-11-03 4 S 0 200 460.03 D 131174.767 D Common Stock 5300 I By Alison Casper 2020 Irrevocable Trust Common Stock 59155 I By Floral Park Associates, Inc. Common Stock 5000 I By MNC 2020 Irrevocable Trust Common Stock 6000 I By Spouse Stock Option (Right to Buy) 157.68 2023-11-02 4 M 0 10000 0 D 2024-02-28 Common Stock 10000 21600 D Stock Option (Right to Buy) 157.68 2023-11-03 4 M 0 10000 0 D 2024-02-28 Common Stock 10000 11600 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.27 to $443.19, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.00 to $444.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.06 to $446.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.12 to $446.93, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.135 to $448.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $453.30 to $453.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $454.06 to $455.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $455.08 to $456.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $456.10 to $457.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $457.26 to $458.22, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.31 to $459.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $459.77 to $460.28, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2023-11-06