0001127602-23-014894.txt : 20230508
0001127602-23-014894.hdr.sgml : 20230508
20230508162106
ACCESSION NUMBER: 0001127602-23-014894
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230504
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 23898063
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0407
4
2023-05-04
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
Chairman & CEO
1
Common Stock
2023-05-04
4
M
0
10000
157.68
A
151329.53
D
Common Stock
2023-05-04
4
S
0
745
543.65
D
150584.53
D
Common Stock
2023-05-04
4
S
0
1104
544.62
D
149480.53
D
Common Stock
2023-05-04
4
S
0
2501
545.67
D
146979.53
D
Common Stock
2023-05-04
4
S
0
2397
546.73
D
144582.53
D
Common Stock
2023-05-04
4
S
0
848
547.62
D
143734.53
D
Common Stock
2023-05-04
4
S
0
600
548.74
D
143134.53
D
Common Stock
2023-05-04
4
S
0
877
549.91
D
142257.53
D
Common Stock
2023-05-04
4
S
0
100
550.50
D
142157.53
D
Common Stock
2023-05-04
4
S
0
596
551.96
D
141561.53
D
Common Stock
2023-05-04
4
S
0
232
553.24
D
141329.53
D
Common Stock
2023-05-05
4
M
0
10000
157.68
A
151329.53
D
Common Stock
2023-05-05
4
S
0
700
542.50
D
150629.53
D
Common Stock
2023-05-05
4
S
0
2400
543.86
D
148229.53
D
Common Stock
2023-05-05
4
S
0
2235
544.75
D
145994.53
D
Common Stock
2023-05-05
4
S
0
2264
545.77
D
143730.53
D
Common Stock
2023-05-05
4
S
0
1101
546.57
D
142629.53
D
Common Stock
2023-05-05
4
S
0
1300
547.93
D
141329.53
D
Common Stock
2000
I
By Alison Casper 2020 Irrevocable Trust
Common Stock
59155
I
By Floral Park Associates, Inc.
Common Stock
5000
I
By MNC 2020 Irrevocable Trust
Common Stock
3300
I
By Spouse
Stock Option (Right to Buy)
157.68
2023-05-04
4
M
0
10000
0
D
2024-02-28
Common Stock
10000
84800
D
Stock Option (Right to Buy)
157.68
2023-05-05
4
M
0
10000
0
D
2024-02-28
Common Stock
10000
74800
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.09 to $544.07, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15) and (16) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.14 to $545.13, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.28 to $546.20, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.29 to $547.28, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.31 to $548.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.34 to $549.13, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.49 to $550.31, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.67 to $552.28, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.81 to $553.63, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.15 to $543.03, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.26 to $544.25, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.26 to $545.19, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.35 to $546.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.35 to $547.33, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.56 to $548.36, inclusive.
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2023-05-08