0001127602-23-014894.txt : 20230508 0001127602-23-014894.hdr.sgml : 20230508 20230508162106 ACCESSION NUMBER: 0001127602-23-014894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230504 FILED AS OF DATE: 20230508 DATE AS OF CHANGE: 20230508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 23898063 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-04 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO 1 Common Stock 2023-05-04 4 M 0 10000 157.68 A 151329.53 D Common Stock 2023-05-04 4 S 0 745 543.65 D 150584.53 D Common Stock 2023-05-04 4 S 0 1104 544.62 D 149480.53 D Common Stock 2023-05-04 4 S 0 2501 545.67 D 146979.53 D Common Stock 2023-05-04 4 S 0 2397 546.73 D 144582.53 D Common Stock 2023-05-04 4 S 0 848 547.62 D 143734.53 D Common Stock 2023-05-04 4 S 0 600 548.74 D 143134.53 D Common Stock 2023-05-04 4 S 0 877 549.91 D 142257.53 D Common Stock 2023-05-04 4 S 0 100 550.50 D 142157.53 D Common Stock 2023-05-04 4 S 0 596 551.96 D 141561.53 D Common Stock 2023-05-04 4 S 0 232 553.24 D 141329.53 D Common Stock 2023-05-05 4 M 0 10000 157.68 A 151329.53 D Common Stock 2023-05-05 4 S 0 700 542.50 D 150629.53 D Common Stock 2023-05-05 4 S 0 2400 543.86 D 148229.53 D Common Stock 2023-05-05 4 S 0 2235 544.75 D 145994.53 D Common Stock 2023-05-05 4 S 0 2264 545.77 D 143730.53 D Common Stock 2023-05-05 4 S 0 1101 546.57 D 142629.53 D Common Stock 2023-05-05 4 S 0 1300 547.93 D 141329.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 59155 I By Floral Park Associates, Inc. Common Stock 5000 I By MNC 2020 Irrevocable Trust Common Stock 3300 I By Spouse Stock Option (Right to Buy) 157.68 2023-05-04 4 M 0 10000 0 D 2024-02-28 Common Stock 10000 84800 D Stock Option (Right to Buy) 157.68 2023-05-05 4 M 0 10000 0 D 2024-02-28 Common Stock 10000 74800 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.09 to $544.07, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15) and (16) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.14 to $545.13, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.28 to $546.20, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.29 to $547.28, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.31 to $548.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.34 to $549.13, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.49 to $550.31, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.67 to $552.28, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.81 to $553.63, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.15 to $543.03, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.26 to $544.25, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.26 to $545.19, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.35 to $546.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.35 to $547.33, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.56 to $548.36, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2023-05-08