0001127602-21-028299.txt : 20211103 0001127602-21-028299.hdr.sgml : 20211103 20211103163657 ACCESSION NUMBER: 0001127602-21-028299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevenson Mark CENTRAL INDEX KEY: 0001387890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 211376053 MAIL ADDRESS: STREET 1: 850 LINCOLN CENTRE DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-01 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001387890 Stevenson Mark 168 THIRD AVENUE WALTHAM MA 02451 1 Executive Vice President & COO Common Stock 2021-11-01 4 M 0 14550 190.59 A 73806 D Common Stock 2021-11-01 4 M 0 12375 157.68 A 86181 D Common Stock 2021-11-01 4 S 0 1570 628.61 D 84611 D Common Stock 2021-11-01 4 S 0 2000 629.71 D 82611 D Common Stock 2021-11-01 4 S 0 4141 630.69 D 78470 D Common Stock 2021-11-01 4 S 0 3769 631.72 D 74701 D Common Stock 2021-11-01 4 S 0 2367 632.70 D 72334 D Common Stock 2021-11-01 4 S 0 6169 633.92 D 66165 D Common Stock 2021-11-01 4 S 0 5209 634.71 D 60956 D Common Stock 2021-11-01 4 S 0 900 635.78 D 60056 D Common Stock 2021-11-01 4 S 0 800 636.82 D 59256 D Common Stock 2021-11-02 4 M 0 14550 190.59 A 73806 D Common Stock 2021-11-02 4 M 0 12375 157.68 A 86181 D Common Stock 2021-11-02 4 S 0 500 633.27 D 85681 D Common Stock 2021-11-02 4 S 0 1500 635.09 D 84181 D Common Stock 2021-11-02 4 S 0 5004 635.92 D 79177 D Common Stock 2021-11-02 4 S 0 4008 636.90 D 75169 D Common Stock 2021-11-02 4 S 0 3682 638.01 D 71487 D Common Stock 2021-11-02 4 S 0 5741 639.06 D 65746 D Common Stock 2021-11-02 4 S 0 3848 640.00 D 61898 D Common Stock 2021-11-02 4 S 0 2033 640.97 D 59865 D Common Stock 2021-11-02 4 S 0 609 642.26 D 59256 D Common Stock 477.4 I By 401(k) Common Stock 5320 I By Grace S. Stevenson Irrevocable Trust Common Stock 5320 I By Matthew L. Stevenson Irrevocable Trust Common Stock 5320 I By Jack A. Stevenson Irrevocable Trust Common Stock 22100 I By GRAT Common Stock 29959 I By Stevenson 2010 Living Trust Stock Option (Right to Buy) 190.59 2021-11-01 4 M 0 14550 0 D 2021-03-07 2024-09-07 Common Stock 14550 29100 D Stock Option (Right to Buy) 157.68 2021-11-01 4 M 0 12375 0 D 2024-02-28 Common Stock 12375 24750 D Stock Option (Right to Buy) 190.59 2021-11-02 4 M 0 14550 0 D 2021-03-07 2024-09-07 Common Stock 14550 14550 D Stock Option (Right to Buy) 157.68 2021-11-02 4 M 0 12375 0 D 2024-02-28 Common Stock 12375 12375 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.08 to $629.06, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18) and (19) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.21 to $630.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $630.23 to $631.15, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.25 to $632.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.30 to $633.25, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.31 to $634.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.31 to $635.29, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.44 to $636.415, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.70 to $637.215, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.79 to $633.415, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.46 to $635.39, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.46 to $636.44, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.47 to $637.41, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $637.51 to $638.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.51 to $639.47, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.51 to $640.44, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.65 to $641.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.99 to $642.88, inclusive. The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021. /s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson 2021-11-03