0001127602-20-018847.txt : 20200604
0001127602-20-018847.hdr.sgml : 20200604
20200604163754
ACCESSION NUMBER: 0001127602-20-018847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200602
FILED AS OF DATE: 20200604
DATE AS OF CHANGE: 20200604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 20943356
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-06-02
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
Chairman & CEO
Common Stock
2020-06-02
4
M
0
14795
124.28
A
289740.53
D
Common Stock
2020-06-02
4
S
0
13978
349.52
D
275762.53
D
Common Stock
2020-06-02
4
S
0
817
350.08
D
274945.53
D
Common Stock
2020-06-02
5
G
0
E
34500
0
D
240445.53
D
Common Stock
2020-06-02
5
G
0
E
34500
0
A
34500
I
By Marc N. Casper 2020 Irrevocable Trust
Common Stock
69330
I
By Marc N. Casper 2012 Irrevocable Trust
Stock Option (Right to Buy)
124.28
2020-06-02
4
M
0
14795
0
D
2021-02-26
Common Stock
14795
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.00 to $349.99, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.00 to $350.235, inclusive.
Gift of securities by the reporting person to an irrevocable trust for the benefit of his children.
The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2020-06-04